Recommendations Of SEC Government-Business Forum On Small Business Capital Formation
In early April, the SEC Office of Small Business Policy published the 2016 Final Report on the SEC Government-Business Forum on Smal...
Home Archive by Category "SEC" (Page 8)
The SEC Has Issued A Whitepaper On Title III Crowdfunding
On February 28, 2017, the SEC released a white paper on Regulation Crowdfunding, which law went into effect on May 16, 2016. Regulat...
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The Senate Banking Committee Passes Several Pro-Business Bills
ABA Journal’s 10th Annual Blawg 100 —————————————̵...
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SEC Completes Inflation Adjustment Under Titles I And III Of The Jobs Act; Adopts Technical Amendments
On March 31, 2017, the SEC adopted several technical amendments to rules and forms under both the Securities Act of 1933 (“Securitie...
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SEC Adopts The T+2 Trade Settlement Cycle
ABA Journal’s 10th Annual Blawg 100 —————————————̵...
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SEC Issues Final Rules Requiring Links To Exhibits
On March 1, 2017, the SEC passed a final rule requiring companies to include hyperlinks to exhibits in filings made with the SEC. Th...
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The Acting SEC Chair Has Trimmed Enforcement’s Subpoena Power
In early February 2017, acting SEC Chair Michael Piwowar revoked the subpoena authority from approximately 20 senior SEC enforcement...
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The Financial Choice Act 2.0
On February 9, 2017, the Chair of the House Financial Services Committee issued a memo outlining changes to the Financial Cho...
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SEC Completes Inflation Adjustment To Civil Penalties
ABA Journal’s 10th Annual Blawg 100 —————————————̵...
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The SEC Has Issued New Guidance Related To Foreign Private Issuers
On December 8, 2016, the SEC issued 35 new compliance and disclosure interpretations (C&DI) including five related to the use of...
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