Law Blog Category: SEC

SEC Issues Final Rules Implementing The JOBS Act And Rules On The FAST Act

SEC Issues Concept Release On Regulation S-K; Part 1

May 03, 2016 in Regulation S-K, SEC, Uncategorized

The U.S. Capital Markets Clearance And Settlement Process

Regulation SCI

April 12, 2016 in Regulation SCI, SEC, Uncategorized

Responding To SEC Comments

SEC Advisory Committee On Small And Emerging Companies Reviews Capital Formation

House Passes More Securities Legislation

SEC Gives Insight On 2016 Initiatives

SEC Proposes Transfer Agent Rules

February 23, 2016 in SEC, Transfer Agent Rules, Uncategorized

SEC’s Financial Disclosure Requirements For Sub-Entities Of Registered Companies

As required by the JOBS Act, in 2013 the SEC launched its Disclosure Effectiveness Initiative and has been examining disclosure requirements under Regulation S-K and Regulation S-X and methods to improve such requirements. In September 2015, the SEC issued a request for comment related to the Regulation S-X financial disclosure obligations for certain entities other Read the full article…

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