Regulation S-KRegulation S-XSECSmall Cap MarketSmaller Reporting Company SEC Amends Definition of “A Smaller Reporting Company” Laura Anthony, Esq.July 17, 2018 On June 28, 2018, the SEC adopted the much-anticipated amendments to the definition of a “smaller reporting company” as contained in... 049800
Regulation S-KSEC GuidanceSecurities AttorneysUncategorized SEC Announces it Will Seek an Admission of Fault to Settle Certain Cases Laura Anthony, Esq.June 25, 2013 021600
Regulation S-KRegulation S-XSEC SEC Eliminates The “Tandy Letter” Laura Anthony, Esq.December 20, 2016 July 13, 2017 On October 5, 2016, the SEC Division of Corporation Finance (CorpFin) announced that, effective immediately, it would no longer requ... 047300
Dodd-Frank ActRegulation ARegulation S-KRegulation S-XSECTest The WatersThe FAST ActXBRL SEC Fall 2018 Regulatory Agenda Laura Anthony, Esq.November 27, 2018 November 27, 2018 In October 2018, the SEC posted its latest version of its semiannual regulatory agenda and plans for rulemaking with the U.S. Office... 037600
Dodd-Frank ActJOBS ACTRegulation S-KSECSEC GuidanceThe FAST ActUncategorized SEC Gives Insight On 2016 Initiatives Laura Anthony, Esq.March 8, 2016 026800
C&DIGAAPRegulation GRegulation S-KSEC SEC Issues C&DI On Use Of Non-GAAP Measures Laura Anthony, Esq.January 30, 2018 On October 17, 2017, the SEC issued two new Compliance & Disclosure Interpretations (C&DI) related to the use of non-GAAP fi... 038700
Regulation S-KSECUncategorized SEC Issues Concept Release On Regulation S-K; Part 1 Laura Anthony, Esq.May 3, 2016 019900
MD&ARegulation S-KRegulation S-XSECUncategorized SEC Issues Concept Release On Regulation S-K; Part 2 Laura Anthony, Esq.May 17, 2016 025900
Regulation S-KRegulation S-XSEC SEC Issues Final Rules Requiring Links To Exhibits Laura Anthony, Esq.April 11, 2017 On March 1, 2017, the SEC passed a final rule requiring companies to include hyperlinks to exhibits in filings made with the SEC. Th... 023000
Regulation S-KRegulation S-XSEC SEC Issues Proposed Amendments To Item 601 Of Regulation S-K Related To Exhibits Laura Anthony, Esq.September 20, 2016 On August 31, 2016, the SEC issued proposed amendments to Item 601 of Regulation S-K to require hyperlinks to exhibits in filings ma... 021800