OTC MarketOTC Markets Listing RequirementsOTC PinkOTC Pink Listing RequirementsOTCQBOTCQB and OTCQXOTCQB Listing RequirementsOTCQXOTCQX Listing Requirements The OTCQB Has Added Additional Quantitative Listing Standards Laura Anthony, Esq.August 14, 2018 On May 20, 2018, the OTC Markets Group published the OTCQB Standards version 3.0 incorporating amendments to the OTCQB initial and o... 066400
15c2-11 ApplicationDue DiligenceFINRAOTC MarketOTCBBOTCQBOTCQB and OTCQXOTCQXPinksheetsPrivate Investment in Public Equity (PIPE)S-1 Registration StatementSEC Rule 15c2-11Securities Attorneys The OTCQX And OTCQB Are Finally Recognized As “Established Public Markets” By The SEC Laura Anthony, Esq.May 29, 2013 040500
Broker-DealerFINRAOTC MarketOTCBBOTCQBOTCQB and OTCQXOTCQXPinksheetsSmall Cap Market The OTCBB – Nearly Extinct, OTCQB is the Micro-Cap Reporting Standard Laura Anthony, Esq.August 23, 2012 For the past two years it had appeared that the OTCBB had been replaced by the OTC Link run OTCQB and the OTCQX. For all intents and... 032100
OTCBBOTCQB and OTCQXPinksheetsSEC GuidanceSection 3(a)(10) The Securities & Exchange Commission (SEC) Provides Guidance Regarding Section 3(a)(10) of the Securities Act of 1933 Laura Anthony, Esq.October 21, 2009 Section 3(a)(10) of the Securities Act of 1933, as amended (“Securities Act”) is an exemption from the Securities Act registration r... 027100