Broker-DealerCrowdfundingFINRAFunding PortalsJOBS ACTJOBS ACT and CrowdfundingSection 304Securities Attorneys FINRA Seeks Public Comment in Advance of Crowdfunding Rulemaking Laura Anthony, Esq.July 10, 2012 The Financial Industry Regulatory Authority (FINRA) has requested public comment and input in advance of preparing and publishing pr... 027200
CrowdfundingDodd-Frank ActJOBS ACTJOBS ACT and CrowdfundingRule 506Securities Attorneys House Subcommittee Demands Explanation of SEC’s Delayed JOBS Act Rulemaking Laura Anthony, Esq.August 27, 2012 Title II of the JOBS Act provides that, within 90 days of the passage of the JOBS Act (i.e. July 5, 2012), the SEC will amend Sectio... 021800
CrowdfundingFINRAFunding PortalsJOBS ACTJOBS ACT and CrowdfundingRule 506 Implementation Of The Elimination Of The Prohibition Against Advertising For Private Accredited Investor Offerings And The Crowdfunding Act, Continues To Be Delayed Laura Anthony, Esq.February 27, 2013 022200
Florida Corporate StatutesIntrastate CrowdfundingIntrastate OfferingJOBS ACTJOBS ACT and CrowdfundingRegulation DRule 147SECUncategorized Intrastate Crowdfunding Legislation Has Passed in Florida Laura Anthony, Esq.July 28, 2015 035200
CrowdfundingJOBS ACTJOBS ACT and CrowdfundingRegulation DReverse MergersRule 144ARule 506Securities Attorneys JOBS Act Amendments to General Solicitation and Advertising of Private Offerings Laura Anthony, Esq.May 3, 2012 Title II of the JOBS Act provides that, within 90 days of the passage of the JOBS Act (i.e. July 5, 2012), the SEC will amend Sectio... 022800
CrowdfundingFINRAJOBS ACTJOBS ACT and CrowdfundingSecurities Attorneys Mary Schapiro to Be Replaced By Elisse Walter as Head of SEC Laura Anthony, Esq.November 27, 2012 President Obama has chosen Elise Walter to temporarily head the Securities and Exchange Commission (SEC) when Mary Schapiro steps do... 018800
CrowdfundingJOBS ACTJOBS ACT and CrowdfundingSecurities Attorneys More Information on Crowdfunding Requirements for Issuers Laura Anthony, Esq.June 1, 2012 On April 5, 2012 President Obama signed the JOBS Act into law. Part of the JOBS Act is the Crowdfunding Act, the full title of which... 022200
Broker-DealerCrowdfundingJOBS ACTJOBS ACT and CrowdfundingNASDAQRegulation DRule 144Rule 506 NASDAQ To Acquire Sharepost And Create The NASDAQ Private Exchange Laura Anthony, Esq.March 11, 2013 020600
FINRAJOBS ACTJOBS ACT and CrowdfundingPrivate PlacementRule 506Securities Attorneys New FINRA Rule 5123 Takes Effect Requiring Notice of Private Placements by Member Firms Laura Anthony, Esq.December 5, 2012 The Financial Industry Regulatory Authority has adopted new Rule 5123 requiring members to file notice of their participation in pri... 042200
CrowdfundingFINRAForm DJOBS ACTJOBS ACT and CrowdfundingRegulation SRule 144Rule 144ARule 506Securities Attorneys New SEC Rules Have Eliminated the Prohibition Against General Solicitation and Advertising in Rules 506 and 144A Offerings Laura Anthony, Esq.July 16, 2013 032500