Blockchain TechnologyDistributed Ledger TechnologyInitial Coin OfferingsInitial Cryptocurrency OfferingsNASAASEC SEC and NASAA Statements on ICOs and More Enforcement Proceedings Laura Anthony, Esq.January 16, 2018 The message from the SEC is very clear: participants in initial coin offerings (ICO’s) and cryptocurrencies in general need to compl... 057000
BlockchainBlockchain TechnologyCryptocurrenciesDistributed Ledger TechnologyDLTExchange Traded Funds (ETFs)ICOsInitial Coin OfferingsInitial Cryptocurrency OfferingsNYSESEC SEC Continues to Review, And Delay, Crypto Funds Laura Anthony, Esq.May 22, 2018 May 22, 2018 On January 18, 2018, the SEC issued a letter to the Investment Company Institute and the Securities Industry and Financial Markets A... 030800
BlockchainBlockchain TechnologyDistributed Ledger TechnologyInitial Coin OfferingsInitial Cryptocurrency Offerings SEC Issues Report on Initial Coin Offerings (ICO’s) Laura Anthony, Esq.August 15, 2017 On July 25, 2017, the SEC issued a report on an investigation related to an initial coin offering (ICO) by the DAO and statements by... 030400
Distributed Ledger TechnologyInitial Coin OfferingsInitial Cryptocurrency OfferingsSEC SEC Statements On Cybersecurity – Part 2 Laura Anthony, Esq.November 28, 2017 November 28, 2017 On September 20, 2017, SEC Chair Jay Clayton issued a statement on cybersecurity that included the astonishing revelation that the S... 026900
Distributed Ledger TechnologyInitial Coin OfferingsInitial Cryptocurrency OfferingsRegulation SCISEC SEC Statements On Cybersecurity; An EDGAR Hacking – Part 1 Laura Anthony, Esq.November 21, 2017 On September 20, 2017, SEC Chair Jay Clayton issued a statement on cybersecurity that included the astonishing revelation that the S... 039800
Blockchain TechnologyCybersecurityCybersecurity DisclosuresDistributed Ledger TechnologyDLTSECSEC Guidance SEC Strategic Plan Laura Anthony, Esq.September 18, 2018 On June 19, 2018, the SEC published a draft Strategic Plan and requested public comment on the Plan. The Strategic Plan would guide... 034400
BlockchainBlockchain TechnologyCFTCDistributed Ledger TechnologyDLTInitial Coin OfferingsInitial Cryptocurrency OfferingsRegulation A+ Securities Token Or Not? A Case Study – Part II Laura Anthony, Esq.October 2, 2018 This is the second part in my three-part series laying out fact patterns and discussing whether a specific digital asset is a securi... 042400
Blockchain TechnologyDistributed Ledger Technology State Distributed Ledger Technology and Blockchain Regulations Laura Anthony, Esq.January 2, 2018 January 2, 2018 In a time of rapidly changing regulations and policies on all securities industry and corporate finance topics, and the development... 082000