CrowdfundingIntrastate CrowdfundingIntrastate OfferingRegulation DRule 147Rule 504SECSection 3(a)(11) SEC Modernizes Intrastate Crowdfunding; Amending Rules 147 And 504; Creating New Rule 147A Laura Anthony, Esq.November 29, 2016 On October 26, 2016, the SEC passed new rules to modernize intrastate and regional securities offerings. The final new rules amend R... 073500
15c2-11 ApplicationCrowdfundingFINRAFunding PortalsIntrastate OfferingJOBS ACT and CrowdfundingRule 147SEC Rule 15c2-11Section 3(a)(11) State Crowdfunding Using Intrastate Offerings and Rule 147 Laura Anthony, Esq.September 10, 2013 040900
15c2-11 ApplicationCrowdfundingFINRAJOBS ACTOTC MarketPublic Shell CompanyReverse MergersSEC GuidanceSEC Rule 15c2-11Securities AttorneysUncategorized SEC Suspends Trading for Record Number of Shell Companies Laura Anthony, Esq.May 14, 2012 The Securities and Exchange Commission (SEC) today suspended the trading in 379 dormant shell companies. This is the most trading s... 037900
CrowdfundingJOBS ACTJOBS ACT and CrowdfundingReverse MergersRule 144ASecurities Attorneys What is an Accredited Investor or a Qualified Institutional Investor Anyway? Laura Anthony, Esq.July 12, 2012 Title II of the JOBS Act provides that the SEC will amend Section 4(2) of the Securities Act of 1933 and Regulation D promulgated th... 037200
CrowdfundingIntrastate CrowdfundingJOBS ACTJOBS ACT and CrowdfundingSection 4(a)(6)Uncategorized Title III Crowdfunding Laura Anthony, Esq.December 22, 2015 036700
CrowdfundingIntrastate CrowdfundingIntrastate OfferingJOBS ACTJOBS ACT and CrowdfundingRule 147SECSEC Advisory CommitteeSecurities AttorneyUncategorized SEC Advisory Committee On Small And Emerging Companies Recommends Modernizing Rule 147 for Intrastate Crowdfunding Offerings Laura Anthony, Esq.October 13, 2015 036100
CrowdfundingForm CFunding PortalsJOBS ACTJOBS ACT and CrowdfundingPCAOB AuditingSEC GuidanceSecurities Attorneys Proposed Crowdfunding Rules – Part IV Laura Anthony, Esq.January 14, 2014 031600
CrowdfundingFINRAForm DJOBS ACTJOBS ACT and CrowdfundingRegulation SRule 144Rule 144ARule 506Securities Attorneys New SEC Rules Have Eliminated the Prohibition Against General Solicitation and Advertising in Rules 506 and 144A Offerings Laura Anthony, Esq.July 16, 2013 031300
CrowdfundingJOBS ACTJOBS ACT and CrowdfundingRegulation DReverse MergersSecurities AttorneysUncategorized Big Changes Are Coming Laura Anthony, Esq.April 16, 2012 I’ve been practicing securities law for 19 years this year (phew!) and for the first time in my career I am excited about changes, b... 030700
CrowdfundingFINRAForm CFunding PortalsJOBS ACTJOBS ACT and CrowdfundingRule 506Section 4(a)(6)Securities Attorneys Proposed Crowdfunding Rules – Part I Laura Anthony, Esq.November 19, 2013 030200