CrowdfundingIntrastate CrowdfundingIntrastate OfferingRegulation DRule 147Rule 504SECSection 3(a)(11) SEC Modernizes Intrastate Crowdfunding; Amending Rules 147 And 504; Creating New Rule 147A Laura Anthony, Esq.November 29, 2016 On October 26, 2016, the SEC passed new rules to modernize intrastate and regional securities offerings. The final new rules amend R... 074400
CrowdfundingIntrastate CrowdfundingIntrastate OfferingJOBS ACTJOBS ACT and CrowdfundingRule 147SECSEC Advisory CommitteeSecurities AttorneyUncategorized SEC Advisory Committee On Small And Emerging Companies Recommends Modernizing Rule 147 for Intrastate Crowdfunding Offerings Laura Anthony, Esq.October 13, 2015 036600
CrowdfundingIntrastate OfferingJOBS ACTJOBS ACT and CrowdfundingRule 147Section 3(a)(11)Section 4(a)(6)Section 5Uncategorized SEC Issues Advertising Guidance Related to State-Specific Crowdfunding Laura Anthony, Esq.October 21, 2014 029000
CrowdfundingForm 10Form 10-QJOBS ACTRegulation ARegulation A+Regulation DRule 144SEC Rule 15c2-11Securities Attorneys SEC Proposes Rules for Regulation A+ Laura Anthony, Esq.February 25, 2014 028400
15c2-11 ApplicationCrowdfundingFINRAFunding PortalsIntrastate OfferingJOBS ACT and CrowdfundingRule 147SEC Rule 15c2-11Section 3(a)(11) State Crowdfunding Using Intrastate Offerings and Rule 147 Laura Anthony, Esq.September 10, 2013 041700
CrowdfundingFunding PortalsJOBS ACTJOBS ACT and CrowdfundingRegulation DSecurities Attorneys SEC Still on Track to Meet the 270 Deadline to Enact Crowdfunding Rules Laura Anthony, Esq.July 10, 2012 The SEC is still on track and expects to meet the 270 day deadline to draft rules and enact Title III of the JOBS Act creating the n... 023500
CrowdfundingDodd-Frank ActJOBS ACTJOBS ACT and CrowdfundingRegulation DSecurities AttorneysUncategorized SEC Will Not Meet Deadline to Remove Ban on General Solicitation and Advertising in Private Offerings and Hedge Funds Laura Anthony, Esq.June 29, 2012 The SEC won't make the 90-day deadline to draft rules and enact Title II of the JOBS Act eliminating the ban on advertising and gene... 018600
Broker-DealerCrowdfundingFINRAJOBS ACTSecurities Attorneys SEC Approves Revision to FINRA Rule Regarding Broker Dealer FINRA Filing Requirements for Private Placement Offerings Laura Anthony, Esq.June 13, 2012 On June 7, 2012 the SEC granted accelerated approval to a FINRA rule change regarding broker dealer FINRA filing requirements for ac... 023000
CrowdfundingFunding PortalsJOBS ACTJOBS ACT and CrowdfundingSecurities Attorneys SEC Staff Meeting with National Crowdfunding Association Laura Anthony, Esq.May 25, 2012 On May 14, 2012, the SEC staff met with representative of the National Crowdfunding Association to discuss issues regarding the impl... 019800
15c2-11 ApplicationCrowdfundingFINRAJOBS ACTOTC MarketPublic Shell CompanyReverse MergersSEC GuidanceSEC Rule 15c2-11Securities AttorneysUncategorized SEC Suspends Trading for Record Number of Shell Companies Laura Anthony, Esq.May 14, 2012 The Securities and Exchange Commission (SEC) today suspended the trading in 379 dormant shell companies. This is the most trading s... 038800