CrowdfundingIntrastate CrowdfundingIntrastate OfferingRegulation DRule 147Rule 504SECSection 3(a)(11) SEC Modernizes Intrastate Crowdfunding; Amending Rules 147 And 504; Creating New Rule 147A Laura Anthony, Esq.November 29, 2016 On October 26, 2016, the SEC passed new rules to modernize intrastate and regional securities offerings. The final new rules amend R... 01K00
15c2-11 ApplicationCrowdfundingFINRAFunding PortalsIntrastate OfferingJOBS ACT and CrowdfundingRule 147SEC Rule 15c2-11Section 3(a)(11) State Crowdfunding Using Intrastate Offerings and Rule 147 Laura Anthony, Esq.September 10, 2013 060200
15c2-11 ApplicationCrowdfundingFINRAJOBS ACTOTC MarketPublic Shell CompanyReverse MergersSEC GuidanceSEC Rule 15c2-11Securities AttorneysUncategorized SEC Suspends Trading for Record Number of Shell Companies Laura Anthony, Esq.May 14, 2012 The Securities and Exchange Commission (SEC) today suspended the trading in 379 dormant shell companies. This is the most trading s... 058600
CrowdfundingJOBS ACTJOBS ACT and CrowdfundingRegulation DReverse MergersSecurities AttorneysUncategorized Big Changes Are Coming Laura Anthony, Esq.April 16, 2012 I’ve been practicing securities law for 19 years this year (phew!) and for the first time in my career I am excited about changes, b... 054800
CrowdfundingIntrastate CrowdfundingJOBS ACTJOBS ACT and CrowdfundingSection 4(a)(6)Uncategorized Title III Crowdfunding Laura Anthony, Esq.December 22, 2015 053500
CrowdfundingJOBS ACTJOBS ACT and CrowdfundingReverse MergersRule 144ASecurities Attorneys What is an Accredited Investor or a Qualified Institutional Investor Anyway? Laura Anthony, Esq.July 12, 2012 Title II of the JOBS Act provides that the SEC will amend Section 4(2) of the Securities Act of 1933 and Regulation D promulgated th... 053100
CrowdfundingForm CFunding PortalsJOBS ACTJOBS ACT and CrowdfundingPCAOB AuditingSEC GuidanceSecurities Attorneys Proposed Crowdfunding Rules – Part IV Laura Anthony, Esq.January 14, 2014 051700
CrowdfundingIntrastate CrowdfundingIntrastate OfferingJOBS ACTJOBS ACT and CrowdfundingRule 147SECSEC Advisory CommitteeSecurities AttorneyUncategorized SEC Advisory Committee On Small And Emerging Companies Recommends Modernizing Rule 147 for Intrastate Crowdfunding Offerings Laura Anthony, Esq.October 13, 2015 051300
CrowdfundingDirect Public Offering (DPO)IPOJOBS ACTJOBS ACT and CrowdfundingPre-Effectiveness PeriodSecurities Attorneys Crowdfunding Direct Public Offerings Laura Anthony, Esq.August 21, 2012 As a reminder, on April 5, 2012 President Obama signed the JOBS Act into law. Part of the JOBS Act is the Crowdfunding Act, the full... 050800
CrowdfundingSEC The SEC Has Issued A Whitepaper On Title III Crowdfunding Laura Anthony, Esq.May 9, 2017 May 9, 2017 On February 28, 2017, the SEC released a white paper on Regulation Crowdfunding, which law went into effect on May 16, 2016. Regulat... 047100