Blockchain TechnologyIPONASDAQNYSESEC An IPO Without The SEC Laura Anthony, Esq.January 29, 2019 January 29, 2019 On January 23, 2019, biotechnology company Gossamer Bio, Inc., filed an amended S-1 pricing its $230 million initial public offering... 079900
BlockchainBlockchain TechnologyCFTCDLTICOs FinCEN’S Role In Cryptocurrency Offerings Laura Anthony, Esq.July 10, 2018 July 12, 2018 In the continuing dilemma over determining just what kind of asset a cryptocurrency is, multiple regulators have expressed opinions... 055100
BlockchainBlockchain TechnologyDistributed Ledger TechnologyDLTFINRAFINRA ComplianceFINRA Rules FINRA Examines Fintech Including Blockchain Laura Anthony, Esq.September 11, 2018 On July 30, 2018, the Financial Industry Regulatory Authority (FINRA) published a Special Notice seeking public comments on how FINR... 076200
BlockchainBlockchain TechnologyCFTCCryptocurrenciesDistributed Ledger TechnologyDLTFINRASEC Online Platforms Trading Cryptocurrencies; Continued Uncertainty In Crypto Space Laura Anthony, Esq.June 5, 2018 I have been writing often about the cryptocurrency marketplace and the SEC and other regulators’ statements and concerns about compl... 041500
Blockchain TechnologyDistributed Ledger TechnologyInitial Coin OfferingsInitial Cryptocurrency OfferingsNASAASEC SEC and NASAA Statements on ICOs and More Enforcement Proceedings Laura Anthony, Esq.January 16, 2018 The message from the SEC is very clear: participants in initial coin offerings (ICO’s) and cryptocurrencies in general need to compl... 067500
BlockchainBlockchain TechnologyCryptocurrenciesDistributed Ledger TechnologyDLTExchange Traded Funds (ETFs)ICOsInitial Coin OfferingsInitial Cryptocurrency OfferingsNYSESEC SEC Continues to Review, And Delay, Crypto Funds Laura Anthony, Esq.May 22, 2018 May 22, 2018 On January 18, 2018, the SEC issued a letter to the Investment Company Institute and the Securities Industry and Financial Markets A... 043800
BlockchainBlockchain TechnologyDistributed Ledger TechnologyInitial Coin OfferingsInitial Cryptocurrency Offerings SEC Issues Report on Initial Coin Offerings (ICO’s) Laura Anthony, Esq.August 15, 2017 On July 25, 2017, the SEC issued a report on an investigation related to an initial coin offering (ICO) by the DAO and statements by... 037500
Blockchain TechnologyCybersecurityCybersecurity DisclosuresDistributed Ledger TechnologyDLTSECSEC Guidance SEC Strategic Plan Laura Anthony, Esq.September 18, 2018 On June 19, 2018, the SEC published a draft Strategic Plan and requested public comment on the Plan. The Strategic Plan would guide... 044300
BlockchainBlockchain TechnologyCFTCDistributed Ledger TechnologyDLTInitial Coin OfferingsInitial Cryptocurrency OfferingsRegulation A+ Securities Token Or Not? A Case Study – Part II Laura Anthony, Esq.October 2, 2018 This is the second part in my three-part series laying out fact patterns and discussing whether a specific digital asset is a securi... 051400
Blockchain Technology Securities Token Or Not? A Case Study – Part III Laura Anthony, Esq.October 9, 2018 This is the third part in my three-part series laying out fact patterns and discussing whether a specific digital asset is a securit... 037600