Uncategorized SEC Final Rule Changes For Exempt Offerings – Part 3 Laura Anthony, Esq.February 19, 2021 On November 2, 2020, the SEC adopted final rule changes to harmonize, simplify and improve the exempt offering framework. The new r... 054900
Uncategorized SEC Final Rule Changes For Exempt Offerings – Part 2 Laura Anthony, Esq.February 12, 2021 On November 2, 2020, the SEC adopted final rule changes to harmonize, simplify and improve the exempt offering framework. The new r... 074100
Uncategorized SEC Final Rule Changes For Exempt Offerings – Part 1 Laura Anthony, Esq.February 5, 2021 On November 2, 2020, the SEC adopted final rule changes to harmonize, simplify and improve the exempt offering framework. The SEC h... 051900
SEC SEC Amendments To Rules Governing Proxy Advisory Firms Laura Anthony, Esq.January 22, 2021 In a year of numerous regulatory amendments and proposals, Covid, newsworthy capital markets events, and endless related topics, and... 035600
Uncategorized SEC Modernizes Auditor Independence Rules Laura Anthony, Esq.January 8, 2021 On October 16, 2020, the SEC adopted amendments to codify and modernize certain aspects of the auditor independence framework. The... 038500