SEC Statements On Capital Markets Amid Covid-19
On June 25, 2020, SEC Chair Jay Clayton gave testimony before the Investor Protection, Entrepreneurship and Capital M...
Year: 2020
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SEC Further Comments On Emerging Markets
On April 21, 2020, the SEC Chairman Jay Clayton and a group of senior SEC and PCAOB officials issued a...
SEC Adopts Amendments To Accelerated And Large Accelerated Filer Definitions
In March, 2020 the SEC adopted amendments to the definitions of an “accelerated filer” and “large accelerated filer.” The amen...
Proposed 2021 U.S. Budget
In February, the Office of Management and Budget released the proposed fiscal 2021 United States government budget. The b...
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Are SPACs Shell Companies?
Are SPACs Shell Companies? SPACs are, by nature, “shell companies” as defined by the federal securities laws. Accordingly, SPACs hav...
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The SPAC IPO Process
The SPAC IPO Process- The SPAC IPO process is the same as any other IPO process. That is, the SPAC files a registration statement on...
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Background On SPACs
Background On SPACs- A special purpose acquisition company (SPAC) is a blank check company formed for the purpose of effecting a mer...
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SPAC IPOs A Sign Of Impending M&A Opportunities
SPAC IPOs A Sign Of Impending M&A Opportunities- The last time I wrote about special purpose acquisition companies (SPACs) in Ju...
Disclosures Related To COVID-19 – SEC Updates
Last week the SEC Office of the Chief Accountant (OCA) made a public statement on the importance of high-quality financial repo...
SEC Proposed Rule Changes For Exempt Offerings – Part 5
On March 4, 2020, the SEC published proposed rule changes to harmonize, simplify and improve the exempt offering framework. Th...