Uncategorized A Covid IPO: The Virtual Roadshow Laura Anthony, Esq.October 2, 2020 October 2, 2020 Although many aspects of an IPO are unaffected by a pandemic, assuming the capital markets continue to have an appetite for public o... 066000
Uncategorized SPAC IPOs A Sign Of Impending M&A Opportunities Laura Anthony, Esq.June 15, 2020 June 15, 2020 The last time I wrote about special purpose acquisition companies (SPACs) in July 2018, I noted that SPACs had been g... 065500
Uncategorized NYSE, Nasdaq And OTC Markets Offer Relief For Listed Companies Due To COVID-19 Laura Anthony, Esq.April 24, 2020 April 24, 2020 In addition to the SEC, the various trading markets, including the Nasdaq, NYSE and OTC Markets are providing relief to trading... 064000
Uncategorized OTCQB And OTCQX Rule Changes Laura Anthony, Esq.December 18, 2020 Effective October 1, 2020, the OTCQB and OTCQX tiers of OTC Markets have instituted amendments to their rules, including an increase... 063700
Uncategorized Nasdaq Rule Amendments 2020 Laura Anthony, Esq.September 4, 2020 September 4, 2020 In addition to the temporary rule changes and relief that Nasdaq has provided this year for companies affected by Covid-19 (see HERE... 063100
SEC SEC Adopts Amendments To Business Descriptions, Risk Factors And Legal Proceedings Laura Anthony, Esq.November 6, 2020 Just eight months following the rule proposal (see HERE), on August 26, 2020, the SEC adopted final amendments to Item 101 – descrip... 062600
Watch LaterAdded 06:54 Securities Law Firm SEC Adopts Amendments To Accelerated And Large Accelerated Filer Definitions September 23, 2020 April 10, 2022 SEC Adopts Amendments To Accelerated And Large Accelerated Filer Definitions- In March, 2020 the SEC adopted amendments to the defin... 062340
Watch LaterAdded 04:38 Securities Law Firm SEC Adopts Amendments To Accelerated And Large Accelerated Filer Definitions- Part 4 September 29, 2020 April 10, 2022 SEC Adopts Amendments To Accelerated And Large Accelerated Filer Definitions- Part 4- Detail on Amendments to Accelerated Filer and... 061710
Uncategorized SEC Issues Transitional FAQ On Regulation S-K Amendments Laura Anthony, Esq.November 27, 2020 November 27, 2020 The recent amendments to Items 101, 103 and 105 of Regulation S-K (see HERE) went into effect on November 9, 2020, raising many ques... 061200
Watch LaterAdded 04:47 Securities Law Firm Background On SPACs July 5, 2020 April 10, 2022 Background On SPACs- A special purpose acquisition company (SPAC) is a blank check company formed for the purpose of effecting a mer... 058710