Uncategorized SPAC IPOs A Sign Of Impending M&A Opportunities Laura Anthony, Esq.June 15, 2020 June 15, 2020 The last time I wrote about special purpose acquisition companies (SPACs) in July 2018, I noted that SPACs had been g... 069800
Uncategorized OTCQB And OTCQX Rule Changes Laura Anthony, Esq.December 18, 2020 Effective October 1, 2020, the OTCQB and OTCQX tiers of OTC Markets have instituted amendments to their rules, including an increase... 069600
Watch LaterAdded 05:34 Securities Law Firm SEC Adopts Amendments To Accelerated And Large Accelerated Filer Definitions- Part 3 September 29, 2020 April 10, 2022 SEC Adopts Amendments To Accelerated And Large Accelerated Filer Definitions- Part 3 – SEC Adopts Amendments To Accelerated An... 069620
Uncategorized Nasdaq Rule Amendments 2020 Laura Anthony, Esq.September 4, 2020 September 4, 2020 In addition to the temporary rule changes and relief that Nasdaq has provided this year for companies affected by Covid-19 (see HERE... 068700
Uncategorized NYSE, Nasdaq And OTC Markets Offer Relief For Listed Companies Due To COVID-19 Laura Anthony, Esq.April 24, 2020 April 24, 2020 In addition to the SEC, the various trading markets, including the Nasdaq, NYSE and OTC Markets are providing relief to trading... 068600
SEC SEC Adopts Amendments To Business Descriptions, Risk Factors And Legal Proceedings Laura Anthony, Esq.November 6, 2020 Just eight months following the rule proposal (see HERE), on August 26, 2020, the SEC adopted final amendments to Item 101 – descrip... 067600
Watch LaterAdded 06:54 Securities Law Firm SEC Adopts Amendments To Accelerated And Large Accelerated Filer Definitions September 23, 2020 April 10, 2022 SEC Adopts Amendments To Accelerated And Large Accelerated Filer Definitions- In March, 2020 the SEC adopted amendments to the defin... 065940
Uncategorized SEC Issues Transitional FAQ On Regulation S-K Amendments Laura Anthony, Esq.November 27, 2020 November 27, 2020 The recent amendments to Items 101, 103 and 105 of Regulation S-K (see HERE) went into effect on November 9, 2020, raising many ques... 065500
Watch LaterAdded 04:38 Securities Law Firm SEC Adopts Amendments To Accelerated And Large Accelerated Filer Definitions- Part 4 September 29, 2020 April 10, 2022 SEC Adopts Amendments To Accelerated And Large Accelerated Filer Definitions- Part 4- Detail on Amendments to Accelerated Filer and... 065510
Watch LaterAdded 04:47 Securities Law Firm Background On SPACs July 5, 2020 April 10, 2022 Background On SPACs- A special purpose acquisition company (SPAC) is a blank check company formed for the purpose of effecting a mer... 062710