Watch LaterAdded 04:56 Securities Law Firm Form S 3 And Primary And Secondary Offerings September 29, 2020 April 10, 2022 Form S-3 And Primary And Secondary Offerings – The SEC has issued FAQ on Covid-19 issues, including the impact on S-3 shelf registra... 00.9K120
Watch LaterAdded 05:23 Securities Law Firm SPAC IPOs A Sign Of Impending M&A Opportunities July 5, 2020 April 10, 2022 SPAC IPOs A Sign Of Impending M&A Opportunities- The last time I wrote about special purpose acquisition companies (SPACs) in Ju... 00.9K90
Watch LaterAdded 04:24 Securities Law Firm Form S 3 Eligibility September 29, 2020 April 10, 2022 Form S-3 Eligibility – The SEC has issued FAQ on Covid-19 issues, including the impact on S-3 shelf registration statements. T... 080330
Watch LaterAdded 04:24 Securities Law Firm Form S 3 Instructions September 29, 2020 April 10, 2022 Form S-3 Instructions- The SEC has issued FAQ on Covid-19 issues, including the impact on S-3 shelf registration statements. The SEC... 078130
Watch LaterAdded 05:19 Securities Law Firm Are SPACs Shell Companies? July 5, 2020 April 10, 2022 Are SPACs Shell Companies? SPACs are, by nature, “shell companies” as defined by the federal securities laws. Accordingly, SPACs hav... 077550
Uncategorized SEC Proposed Conditional Exemption For Finders Laura Anthony, Esq.November 20, 2020 November 20, 2020 Over the years I have written many times about exemptions to the broker-dealer registration requirements for entities and individual... 076500
SEC SEC Adopts Amendments To Disclosures Related To Acquisitions And Dispositions Of Businesses Laura Anthony, Esq.October 29, 2020 One year after proposing amendments to the financial statements and other disclosure requirements related to the acquisitions and di... 071500
Uncategorized NYSE Continues To Struggle With Direct Listing Rule Changes Laura Anthony, Esq.September 18, 2020 September 18, 2020 Late last year, around the same time that the SEC approved Nasdaq rule changes related to direct listings on the... 070900
Uncategorized SEC Adopts Amendments To Accredited Investor Definition Laura Anthony, Esq.September 11, 2020 September 11, 2020 The much anticipated amendments to the accredited investor definition and definition of qualified institutional buyer under Rul... 070000
Watch LaterAdded 05:34 Securities Law Firm SEC Adopts Amendments To Accelerated And Large Accelerated Filer Definitions- Part 3 September 29, 2020 April 10, 2022 SEC Adopts Amendments To Accelerated And Large Accelerated Filer Definitions- Part 3 – SEC Adopts Amendments To Accelerated An... 066620