Uncategorized The SEC Has Adopted Final Amendments To Rule 15C2-11; Major Change For OTC Markets Companies Laura Anthony, Esq.September 24, 2020 September 24, 2020 Despite an unusual abundance of comments and push-back, on September 16, 2020, one year after issuing proposed rules (see HERE)... 01.9K00
Watch LaterAdded 04:55 Securities Law Firm The SPAC IPO Process July 5, 2020 April 10, 2022 The SPAC IPO Process- The SPAC IPO process is the same as any other IPO process. That is, the SPAC files a registration statement on... 01.5K340
Uncategorized Terminating Section 15(d) Reporting; Determining Voluntary Reporting Status Laura Anthony, Esq.January 24, 2020 January 24, 2020 A public company with a class of securities registered under Section 12 or which is subject to Section 15(d) of the Securities Excha... 02.8K00