Uncategorized The SEC Has Adopted Final Amendments To Rule 15C2-11; Major Change For OTC Markets Companies Laura Anthony, Esq.September 24, 2020 September 24, 2020 Despite an unusual abundance of comments and push-back, on September 16, 2020, one year after issuing proposed rules (see HERE)... 01.9K00
Watch LaterAdded 07:34 Securities Law Firm Form S 3 And Baby Shelf Rule September 29, 2020 April 10, 2022 Form S-3 And Baby Shelf Rule- The SEC has issued FAQ on Covid-19 issues, including the impact on S-3 shelf registration statements.... 0847210
Watch LaterAdded 04:56 Securities Law Firm Form S 3 And Primary And Secondary Offerings September 29, 2020 April 10, 2022 Form S-3 And Primary And Secondary Offerings – The SEC has issued FAQ on Covid-19 issues, including the impact on S-3 shelf registra... 0707120
Watch LaterAdded 04:24 Securities Law Firm Form S 3 Eligibility September 29, 2020 April 10, 2022 Form S-3 Eligibility – The SEC has issued FAQ on Covid-19 issues, including the impact on S-3 shelf registration statements. T... 059430
Uncategorized SEC Adopts Amendments To Accredited Investor Definition Laura Anthony, Esq.September 11, 2020 September 11, 2020 The much anticipated amendments to the accredited investor definition and definition of qualified institutional buyer under Rul... 056400
Watch LaterAdded 04:24 Securities Law Firm Form S 3 Instructions September 29, 2020 April 10, 2022 Form S-3 Instructions- The SEC has issued FAQ on Covid-19 issues, including the impact on S-3 shelf registration statements. The SEC... 053530
Uncategorized NYSE Continues To Struggle With Direct Listing Rule Changes Laura Anthony, Esq.September 18, 2020 September 18, 2020 Late last year, around the same time that the SEC approved Nasdaq rule changes related to direct listings on the... 052400
Watch LaterAdded 05:34 Securities Law Firm SEC Adopts Amendments To Accelerated And Large Accelerated Filer Definitions- Part 3 September 29, 2020 April 10, 2022 SEC Adopts Amendments To Accelerated And Large Accelerated Filer Definitions- Part 3 – SEC Adopts Amendments To Accelerated An... 047920
Watch LaterAdded 06:54 Securities Law Firm SEC Adopts Amendments To Accelerated And Large Accelerated Filer Definitions September 23, 2020 April 10, 2022 SEC Adopts Amendments To Accelerated And Large Accelerated Filer Definitions- In March, 2020 the SEC adopted amendments to the defin... 046540
Uncategorized Nasdaq Rule Amendments 2020 Laura Anthony, Esq.September 4, 2020 September 4, 2020 In addition to the temporary rule changes and relief that Nasdaq has provided this year for companies affected by Covid-19 (see HERE... 044900