Uncategorized The SEC, FinCEN And CFTC Issue A Joint Statement On Digital Assets Laura Anthony, Esq.November 5, 2019 November 5, 2019 On October 11, 2019 the SEC, FinCEN and CFTC issued a joint statement on activities involving digital assets. Various agencies... 029400
Uncategorized The 20% Rule – Private Placements Laura Anthony, Esq.May 15, 2019 May 15, 2019 Nasdaq and the NYSE American both have rules requiring listed companies to receive shareholder approval prior to issuing t... 02.5K00
NASDAQNASDAQ Listing RequirementsNYSENYSE MKT Listing Requirements The 20% Rule- Acquisitions Laura Anthony, Esq.March 26, 2019 Nasdaq and the NYSE American both have “20% Rules” requiring listed companies to receive shareholder approval prior to issuing unreg... 03.5K00
SEC The Under $300 Million Market Cap Class Laura Anthony, Esq.March 19, 2019 Depending on whom you ask, a public company with less than $300 million market cap could be considered a micro-cap company, a penny... 067700
Uncategorized The Treasury Department Report To The President On FinTech And Innovation Laura Anthony, Esq.January 22, 2019 This summer, the U.S. Department of the Treasury issued a report to President Trump entitled “A Financial System That Creates Econom... 031700