Uncategorized Environmental, Social And Governance– The World Of ESG Laura Anthony, Esq.September 24, 2019 September 24, 2019 Over the past few years, the term “Environmental, Social and Governance” or “ESG” has been both first used and brought into daily us... 058300
SEC Equity Market Structure – Musings By The SEC; 15c2-11 And Penny Stocks Laura Anthony, Esq.April 23, 2019 April 23, 2019 In March, SEC Chairman Jay Clayton and Brett Redfearn, Director of the Division of Trading and Markets, gave a speech to the Gabelli... 040000