BlockchainBlockchain TechnologyDistributed Ledger TechnologyDLTICOsInitial Coin OfferingsInitial Cryptocurrency OfferingsSEC The SEC’s Strategic Hub For Innovation And Financial Technology Laura Anthony, Esq.December 11, 2018 Responding to the growing necessity, in mid-October the SEC launched a Strategic Hub for Innovation and Financial Technology (FinHub... 050400
OTC MarketOTC Markets Listing RequirementsOTC PinkOTC Pink Listing RequirementsOTCQBOTCQB and OTCQXOTCQB Listing RequirementsOTCQXOTCQX Listing Requirements The OTCQB Has Added Additional Quantitative Listing Standards Laura Anthony, Esq.August 14, 2018 On May 20, 2018, the OTC Markets Group published the OTCQB Standards version 3.0 incorporating amendments to the OTCQB initial and o... 066600
BlockchainBlockchain TechnologyCryptocurrenciesCybersecurityDistributed Ledger TechnologyDLTSEC The SEC Has Provided Guidance On Ether and Bitcoin, Sort Of Laura Anthony, Esq.June 19, 2018 June 21, 2018 On June 14, 2018, William Hinman, the Director of the SEC Division of Corporation Finance, gave a speech at Yahoo Finance’s All Mark... 042800
FINRANASAARegulation ARegulation A+Regulation CRegulation SHORegulation TRule 144Rule 147Rule 152Rule 504 The 2017 SEC Government-Business Forum On Small Business Capital Formation Final Report Laura Anthony, Esq.June 12, 2018 The SEC has published the final report and recommendations of the 2017 annual Government-Business Forum on Small Business Capital Fo... 032600
SEC The Division of Corporation Finance’s Disclosure Review And Comment Process Laura Anthony, Esq.April 11, 2018 Those that regularly read my blog know that I sometimes like to go back to basics. This blog will revisit and discuss the SEC’s Divi... 027000
SEC The SEC’s 2018 Flex Regulatory Agenda Laura Anthony, Esq.April 3, 2018 In December 2017, the SEC posted its latest version of its semiannual regulatory agenda and plans for rulemaking with the U.S. Offic... 026400
CybersecurityCybersecurity DisclosuresSECSEC Guidance The SEC Has Issued New Guidance On Cybersecurity Disclosures Laura Anthony, Esq.March 27, 2018 April 2, 2018 On February 20, 2018, the SEC issued new interpretative guidance on public company disclosures related to cybersecurity risks and in... 031300
SECSmall Business Capital Formation The 2017 SEC Government-Business Forum On Small Business Capital Formation Laura Anthony, Esq.March 13, 2018 On November 30, 2017, the SEC held its annual Government-Business Forum on Small Business Capital Formation (the “Forum”). It will b... 026100
BlockchainBlockchain TechnologyCFTCCryptocurrenciesDistributed Ledger TechnologyDLTInitial Coin OfferingsInitial Cryptocurrency Offerings The Senate Banking Committee’s Hearing On Cryptocurrencies Laura Anthony, Esq.March 6, 2018 On February 6, 2018, the United States Senate Committee on Banking Housing and Urban Affairs (“Banking Committee”) held a hearing on... 050400
FINRAFINRA ComplianceFINRA RulesSEC The Treasury Department Report To The President On Capital Markets Laura Anthony, Esq.February 27, 2018 February 27, 2018 In October 2017, the U.S. Department of the Treasury issued a report to President Trump entitled “A Financial System That Creates Ec... 043200