CybersecurityCybersecurity DisclosuresSECSEC Guidance The SEC Has Issued New Guidance On Cybersecurity Disclosures Laura Anthony, Esq.March 27, 2018 April 2, 2018 On February 20, 2018, the SEC issued new interpretative guidance on public company disclosures related to cybersecurity risks and in... 031300
15c2-11 ApplicationBroker Dealer Registration RequirementsFINRAFINRA ComplianceFINRA RulesOTC MarketOTC Markets Listing RequirementsOTC PinkOTC Pink Listing RequirementsOTCQBOTCQB Listing RequirementsOTCQXOTCQX Listing Requirements OTC Markets Issues Comment Letters On FINRA Rules 6432 And 5250; The 15c2-11 Rules Laura Anthony, Esq.March 20, 2018 January 8, 2018, OTC Markets Group, Inc. (“OTC Markets”) submitted a comment letter to FINRA related to FINRA Rule 6432. Rule 6432... 03.2K00
SECSmall Business Capital Formation The 2017 SEC Government-Business Forum On Small Business Capital Formation Laura Anthony, Esq.March 13, 2018 On November 30, 2017, the SEC held its annual Government-Business Forum on Small Business Capital Formation (the “Forum”). It will b... 026100
BlockchainBlockchain TechnologyCFTCCryptocurrenciesDistributed Ledger TechnologyDLTInitial Coin OfferingsInitial Cryptocurrency Offerings The Senate Banking Committee’s Hearing On Cryptocurrencies Laura Anthony, Esq.March 6, 2018 On February 6, 2018, the United States Senate Committee on Banking Housing and Urban Affairs (“Banking Committee”) held a hearing on... 050400