C&DISEC SEC Issues New C&DI On Abbreviated Debt Tender And Debt Exchange Offers Laura Anthony, Esq.January 31, 2017 February 1, 2017 ABA Journal’s 10th Annual Blawg 100 —————————————̵... 062900
BlockchainBlockchain TechnologyDistributed Ledger TechnologyInitial Coin OfferingsInitial Cryptocurrency Offerings SEC Issues Report on Initial Coin Offerings (ICO’s) Laura Anthony, Esq.August 15, 2017 On July 25, 2017, the SEC issued a report on an investigation related to an initial coin offering (ICO) by the DAO and statements by... 035300
Regulation S-KRegulation S-XSECThe FAST Act SEC Issues Report On Regulation S-K Laura Anthony, Esq.January 3, 2017 As required by Section 72003 of the Fixing America’s Surface Transportation Act (the “FAST Act”), on November 23, 2016, the SEC issu... 036500
NASDAQNYSE MKTOTC MarketOTC PinkOTCBBOTCQBOTCQX SEC Issues White Paper On Penny Stock Risks Laura Anthony, Esq.February 21, 2017 On December 16, 2016, the SEC announced several new settled enforcement proceedings against market participants including issuers, a... 039900
SEC SEC Monitors Impact of Hurricanes On Capital Markets Laura Anthony, Esq.September 19, 2017 As I wrote this blog I continued to have no power at my home after one week, though thankfully it has returned by publication date.... 028300
Regulation S-KRegulation S-XSECThe FAST Act SEC Proposes Rules to Modernize and Simplify Disclosures Laura Anthony, Esq.October 31, 2017 October 31, 2017 On October 11, 2017, as part of the ongoing SEC Disclosure Effectiveness Initiative, the SEC published proposed rule amendments to m... 044900
SEC SEC Provides Regulatory Relief To Hurricane Victims Laura Anthony, Esq.October 3, 2017 On September 28, 2017, the SEC announced interim final temporary rules (“Exemptive Order”) to provide relief to publicly trading com... 025300
SEC SEC Publishes Report on Access to Capital and Market Liquidity Laura Anthony, Esq.December 12, 2017 December 13, 2017 On August 8, 2017 the SEC Division of Economic and Risk Analysis (DERA) published a 315-page report describing trends in primary sec... 01.1K00
Distributed Ledger TechnologyInitial Coin OfferingsInitial Cryptocurrency OfferingsSEC SEC Statements On Cybersecurity – Part 2 Laura Anthony, Esq.November 28, 2017 November 28, 2017 On September 20, 2017, SEC Chair Jay Clayton issued a statement on cybersecurity that included the astonishing revelation that the S... 031600
Distributed Ledger TechnologyInitial Coin OfferingsInitial Cryptocurrency OfferingsRegulation SCISEC SEC Statements On Cybersecurity; An EDGAR Hacking – Part 1 Laura Anthony, Esq.November 21, 2017 On September 20, 2017, SEC Chair Jay Clayton issued a statement on cybersecurity that included the astonishing revelation that the S... 045900