Proxy StatementSECSEC Proxy Rules The SEC Has Proposed The Use Of Universal Proxy Cards Laura Anthony, Esq.February 28, 2017 The SEC has seen a huge exodus of key officials and employees since the recent change in administration, and the ultimate effect of... 029100
NASDAQNYSE MKTOTC MarketOTC PinkOTCBBOTCQBOTCQX SEC Issues White Paper On Penny Stock Risks Laura Anthony, Esq.February 21, 2017 On December 16, 2016, the SEC announced several new settled enforcement proceedings against market participants including issuers, a... 039900
SEC What Does The SEC Do And What Is Its Purpose? Laura Anthony, Esq.February 14, 2017 February 15, 2017 As I write about the myriad of constantly changing and progressing securities law-related policies, rules, regulations, guidance and... 070100
SEC House Passes Creating Financial Prosperity For Business And Investors Act Laura Anthony, Esq.February 7, 2017 ABA Journal’s 10th Annual Blawg 100 —————————————̵... 026700