Watch LaterAdded 00:31 Securities Law Firm Conversion Of Debt Into Stock June 15, 2015 April 10, 2022 Conversion Of Debt Into Stock- Did you know that unless a floor price is established for the conversion of debt into stock, the conv... 055820
NYSE MKTSECSecurities AttorneySmall Cap MarketUncategorized The Materiality Standard; NYSE Amends Rules; FASB Proposed Guidance Laura Anthony, Esq.November 3, 2015 055600
Watch LaterAdded 04:56 Securities Law Firm OTCQX March 6, 2015 April 10, 2022 OTCQX- All U.S. companies that are quoted on the OTCQX must have either an Attorney Designated Advisor for Disclosure (“DAD”) or an... 055520
CrowdfundingIntrastate CrowdfundingIntrastate OfferingJOBS ACTJOBS ACT and CrowdfundingRule 147SECSEC Advisory CommitteeSecurities AttorneyUncategorized SEC Advisory Committee On Small And Emerging Companies Recommends Modernizing Rule 147 for Intrastate Crowdfunding Offerings Laura Anthony, Esq.October 13, 2015 055100
Accredited InvestorsSEC GuidanceUncategorized SEC Advisory Committee On Small And Emerging Companies’ Recommendations On Accredited Investor Definition Laura Anthony, Esq.March 17, 2015 054600
Watch LaterAdded 03:56 Securities Law Firm Going Public Process | Going Public Attorneys January 12, 2015 April 10, 2022 Going Public Process- One of the largest areas of my firms practice involves going public transactions. #LawCast Our Score Click to... 054420
Watch LaterAdded 03:27 Securities Law Firm Regulation A+ – Sale and Resale of Equity Securities June 8, 2015 April 10, 2022 Securities LawCast©- Legal & Compliance, LLC- Regulation A+ – Sale and Resale of Equity Securities On March 25, 2015, the... 052910
GAAPSEC GuidanceSmall Cap MarketUncategorized SEC Rules – The Commission Publishes List of New Regulations for Review Laura Anthony, Esq.January 13, 2015 052300
Broker Dealer Registration RequirementsBroker-DealerFINRASECSmall Cap MarketUncategorized SEC Proposes Broadening Of Broker-Dealer Registration Rules To Include Proprietary And High-Frequency Traders Laura Anthony, Esq.May 12, 2015 051600
Intrastate OfferingRule 147Rule 504Rule 505Rule 506Uncategorized SEC Proposes Amendments Related To Intrastate And Regional Securities Offerings- Part II- Rules 504 And 505 Laura Anthony, Esq.December 1, 2015 050700