Year: 2015
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The Difference Between A 506(b) Offering And A 506(c) Offering
The Difference Between A 506(b) Offering And A 506(c) Offering- the difference between a traditional 506(b) offering and a 506(c) of...
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506(b) And 506(c) Offerings
Complete 506(b) and 506(c) Offerings- Both Rule 506 offerings are promulgated under Section 4(a)(2) of the Securities Act of 1933 an...
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Rule 506 of Regulation D
Rule 506 of Regulation D- Effective September 23, 2013, the SEC enacted Rule 506(c) resulting in the elimination of the prohibition...
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OTC Markets Attorneys
OTC Markets Attorneys- I’m Securities Attorney Laura Anthony. Did you know that a public company can voluntarily remove itself from...
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The DTC and Removing A DTC Chill or Global Lock
The DTC and Removing A DTC Chill or Global Lock- In the first two Lawcasts in this series I discussed generally what the DTC is and...
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The Depository Trust Company and DTC Eligibility Requirements
The Depository Trust Company and DTC Eligibility Requirements- DTC stands for the Depository Trust Company. DTC is a central securit...
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DTC Eligibility, DTC Chills and Global Locks for OTC Markets Companies
DTC Eligibility, DTC Chills and Global Locks for OTC Markets Companies- In the first Lawcast in this series I discussed generally wh...