Watch LaterAdded 05:24 Securities Law Firm Schedule 13D November 2, 2015 April 10, 2022 Schedule 13D- Section 13 requires that any person that has acquired, either directly or indirectly, more than 5% of the beneficial o... 01.7K240
Watch LaterAdded 04:53 Securities Law Firm Schedule 13D Instructions November 3, 2015 April 10, 2022 Schedule 13D Instructions- Section 13 requires that any person that has acquired, either directly or indirectly, more than 5% of the... 02.4K160
Watch LaterAdded 04:22 Securities Law Firm Schedule 13G Instructions November 4, 2015 April 10, 2022 Schedule 13G Instructions- Today I am continuing my discussion of Section 13 and in particular Schedule 13G. Section 13 requires tha... 04.3K480
IPONASAASmall Cap MarketUncategorized SEC Advisory Committee On Small And Emerging Companies Explores Venture Exchanges, Private And Secondary Securities Trading and The NASAA Coordinated Review Program- Part I Laura Anthony, Esq.May 5, 2015 025600
CrowdfundingIntrastate CrowdfundingIntrastate OfferingJOBS ACTJOBS ACT and CrowdfundingRule 147SECSEC Advisory CommitteeSecurities AttorneyUncategorized SEC Advisory Committee On Small And Emerging Companies Recommends Modernizing Rule 147 for Intrastate Crowdfunding Offerings Laura Anthony, Esq.October 13, 2015 036800
Accredited InvestorsSEC GuidanceUncategorized SEC Advisory Committee On Small And Emerging Companies’ Recommendations On Accredited Investor Definition Laura Anthony, Esq.March 17, 2015 032900
Finder's FeesFINRAFINRA ComplianceSECSEC GuidanceSecurities AttorneyUncategorized SEC Advisory Committee Recommendations Related To Finders Laura Anthony, Esq.November 24, 2015 025700
Broker-DealerUncategorized SEC Announces Examination Priorities For 2015; Focus On Transfer Agents, Investment Advisers and Broker Dealers Laura Anthony, Esq.January 20, 2015 024500
SECSmall Cap MarketUncategorized SEC Congressional Testimony – Part 3 Laura Anthony, Esq.May 26, 2015 023300
Dodd-Frank ActJOBS ACTSECSecurities AttorneysSmall Cap MarketUncategorized SEC Congressional Testimony- Part I Laura Anthony, Esq.April 14, 2015 026100