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Section 4(a)(1) Exemption
Section 4(a)(1) Exemption- Just like for an issuer, when a shareholder sells or transfers shares that sale or transfer must either b...
Month: July 2015
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SEC Issues Regulation A+ Guidance
SEC Issues Regulation A+ Guidance- The new Regulation A+ rules took effect on June 19, 2015. Tier I of Regulation A+ allows for a ra...
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Super 8-k Requirements
Super 8-k Requirements- Did you know that a “super 8-K” must be filed within 4 days of the closing of a reverse merger and must cont...
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State Blue Sky Compliance
State Blue Sky Compliance – Tier 2 offerings present a much needed opportunity for smaller companies to go public without the...