FINRAJOBS ACTJOBS ACT and CrowdfundingPrivate PlacementRule 506Securities Attorneys New FINRA Rule 5123 Takes Effect Requiring Notice of Private Placements by Member Firms Laura Anthony, Esq.December 5, 2012 The Financial Industry Regulatory Authority has adopted new Rule 5123 requiring members to file notice of their participation in pri... 041100
Depository Trust Company (DTC)DTC ChillDTC EligibilityReverse MergersS-1 Registration StatementSecurities AttorneysSmall Cap Market Native American Energy Granted Full Eligibility for DTC Services After Four-Year Appeal Laura Anthony, Esq.June 25, 2012 Native American Energy Group (NAGP), an oil and gas exploration company has been granted full eligibility for clearing and settlemen... 036900
CrowdfundingJOBS ACTNASDAQReverse MergersSecurities Attorneys NASDAQ Lowers Price Per Share Initial Listing Requirement Laura Anthony, Esq.May 10, 2012 The SEC has approved the recent NASDAQ rule change to lower the minimum bid listing requirement from $4.00 to either $2.00 or $3.00... 023200