Mergers And Acquisitions Merger and Acquisitions – Board of Director Obligations, Part 2 Laura Anthony, Esq.April 29, 2011 This blog continues my series on obligations (and rights and responsibilities) of the board of directors during a merger and/or acqu... 041300
Mergers And Acquisitions Merger and Acquisitions – Board of Director Obligations, Part 3 Laura Anthony, Esq.May 4, 2011 This article continues my series on obligations (and rights and responsibilities) of the board of directors during a merger and/or a... 041800
Mergers And Acquisitions Merger and Acquisitions – Board of Director Obligations, Part 4 Laura Anthony, Esq.May 6, 2011 This article continues my series on obligations (and rights and responsibilities) of the board of directors during a merger and acqu... 039500
Mergers And Acquisitions Merger and Acquisitions – Board of Director Obligations, Part 5 Laura Anthony, Esq.May 9, 2011 This article continues my series on obligations (and rights and responsibilities) of the board of directors during a merger and acqu... 041200
Mergers And Acquisitions Mergers and Acquisitions – The Acquisition Agreement Laura Anthony, Esq.May 27, 2011 Simply stated, the acquisition agreement sets forth the financial terms of the transaction and legal rights and obligations of the p... 039800
Broker-DealerOTC MarketOTCBBOTCQB and OTCQX Private Capital Market Places – A Second Look Laura Anthony, Esq.December 16, 2011 Last week I wrote a blog introducing, at least to me, Private Company Market Places (PCMP). A PCMP is a trading platform, such as S... 050300
Broker-DealerNASDAQOTC MarketOTCBBOTCQB and OTCQXPinksheetsPrivate PlacementRule 419Small Cap Market Private Capital Marketplace – A First Look Laura Anthony, Esq.December 9, 2011 As I discussed in a recent blog, the attraction of the small cap and reverse merger market has diminished greatly in the past two ye... 051100
Due DiligencePCAOB AuditingSarbanes-Oxley Act of 2002 Public Company Compliance – Selecting An Auditor Laura Anthony, Esq.May 21, 2011 he Sarbanes Oxley Act of 2002 (SOX) created the PCAOB, which is the Public Company Accounting Oversight Board. All public company a... 054000
Form S-8SEC GuidanceUncategorized S-8 Stock, Use and Misuse Laura Anthony, Esq.July 14, 2011 A Form S-8 registration statement is popular with small business issuers as it becomes effective immediately upon filing and allows... 052600
OTC MarketOTCBBOTCQBOTCQB and OTCQXOTCQXPinksheets SEC Approves BX Venture Market Laura Anthony, Esq.June 17, 2011 The SEC has recently approved the NASDAQ OMX Group, Inc.’s application to form the BX Venture Market (“BX Market”) as an alternative... 047000