Law Blog Category: Test The Waters

SEC Expands Ability To File Confidential Registration Statements

On June 19, 2017, the SEC announced that the Division of Corporation Finance will permit all companies to submit draft registration statements, on a confidential basis. Confidential draft submissions will now be available for all Section 12(b) Exchange Act registration statements, initial public offerings (IPO’s) and for secondary or follow-on offerings made in the first Read the full article…

Testing The Waters; Regulation A+ And S-1 Public Offerings – Part 2

Testing The Waters; Regulation A+ And S-1 Public Offerings – Part 1