Law Blog Category: CEO/CFO Certification Requirements

SEC Completes Inflation Adjustment To Civil Penalties

ABA Journal’s 10th Annual Blawg 100 —————————————————————————————————— The SEC has completed the first annual adjustment for inflation of the maximum civil monetary penalties administered under the SEC. The inflation adjustment was mandated by the Federal Civil Penalties Inflation Adjustment Improvements Act of 2015, which requires all federal agencies to make an annual adjustment to civil Read the full article…

CEO and CFO Certifications for Forms 10-Q and 10-K