Reverse MergersSEC Guidance Section 3(a)(9) Exchanges Evaluated Laura Anthony, Esq.December 11, 2009 Section 3(a)(9) of the Securities Act of 1933, provides an exemption from the registration requirements for “[E]xcept with respect t... 035500
SEC GuidanceSecurities Attorneys Transparency in the Financial Markets and the Materiality Standards Laura Anthony, Esq.November 27, 2009 The disclosure requirements at the heart of the federal securities laws involve a delicate and complex balancing act. Too little in... 026900