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January 13, 2015

SEC Rules – The Commission Publishes List of New Regulations for Review

December 16, 2014

SEC Sanctions BITCOIN Exchange Operator-A Case Study In Basic Registration And Exemption Requirements

September 30, 2014

The ECOS Matter; When Is A Reverse Split Effective?

SEC Chair Mary Jo White Speaks on Equity Market Structure

September 3, 2013

Will FINRA Rule Changes Related to Private Placement Further Deter Broker Dealers From Placing the Securities of Small Businesses?

August 15, 2013

SEC Issued Risk Alert on Options Trading Used to Evade Short Sale Requirements

SEC Announces it Will Seek an Admission of Fault to Settle Certain Cases

OTC Market Group Has Modified Its Alternative Reporting Standard

SEC Suspends Trading On 61 Shell Companies

SEC Guidance On Social Media And Websites For Company Announcements And Communications- Part II