Securities law blog

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December 8, 2015

SEC Guidance on Shareholder Proposals and Procedural Requirements

November 17, 2015

SEC Proposes Amendments Related To Intrastate And Regional Securities Offerings- Part 1

October 27, 2015

SEC Small Business Advisory Committee Public Company Disclosure Recommendations

October 13, 2015

SEC Advisory Committee On Small And Emerging Companies Recommends Modernizing Rule 147 for Intrastate Crowdfunding Offerings

September 22, 2015

The Stronger Enforcement Of Civil Penalties Act; A Push For Higher SEC Penalties

September 8, 2015

SEC Has Adopted Final Pay Ratio Disclosure Rules

September 1, 2015

SEC Issues Guidance On General Solicitation And Advertising In Regulation D Offerings

August 3, 2015

SEC Proposed Executive Compensation Clawback Rules

July 21, 2015

SEC Issues Guidance On “Voting Power” For Purposes Of Bad Actor Rules

June 30, 2015

Going Public Transactions For Smaller Companies: Direct Public Offering And Reverse Merger