Proxy StatementSchedule 14AShareholder ProposalsSLB 14HUncategorized SEC Guidance on Shareholder Proposals and Procedural Requirements Laura Anthony, Esq.December 8, 2015 034500
Intrastate CrowdfundingIntrastate OfferingRule 147Rule 504SECSection 3(a)(11)Uncategorized SEC Proposes Amendments Related To Intrastate And Regional Securities Offerings- Part 1 Laura Anthony, Esq.November 17, 2015 027300
Form 10-KForm 10-QForm 8-KRegulation S-KRule 144Schedule 13DSchedule 13GSchedule 14ASECSEC Advisory CommitteeSection 16Uncategorized SEC Small Business Advisory Committee Public Company Disclosure Recommendations Laura Anthony, Esq.October 27, 2015 036900
CrowdfundingIntrastate CrowdfundingIntrastate OfferingJOBS ACTJOBS ACT and CrowdfundingRule 147SECSEC Advisory CommitteeSecurities AttorneyUncategorized SEC Advisory Committee On Small And Emerging Companies Recommends Modernizing Rule 147 for Intrastate Crowdfunding Offerings Laura Anthony, Esq.October 13, 2015 036300
SECSEC Penalties ActUncategorized The Stronger Enforcement Of Civil Penalties Act; A Push For Higher SEC Penalties Laura Anthony, Esq.September 22, 2015 023200
Pay Ratio Disclosure RulesSECSecurities AttorneySecurities AttorneysUncategorized SEC Has Adopted Final Pay Ratio Disclosure Rules Laura Anthony, Esq.September 8, 2015 028400
JOBS ACTJOBS ACT and CrowdfundingRegulation DRegulation D OfferingsRule 144ARule 506Uncategorized SEC Issues Guidance On General Solicitation And Advertising In Regulation D Offerings Laura Anthony, Esq.September 1, 2015 051400
C&DIClawback RulesSECSecurities AttorneySecurities AttorneysSecurities Law FirmUncategorized SEC Proposed Executive Compensation Clawback Rules Laura Anthony, Esq.August 3, 2015 036500
Bad Actor RulesBad ActorsGoing Public AttorneysRule 505Rule 506SEC GuidanceUncategorized SEC Issues Guidance On “Voting Power” For Purposes Of Bad Actor Rules Laura Anthony, Esq.July 21, 2015 042400
Direct Public Offering (DPO)DTC ChillDTC EligibilityFINRAForm S-1Going PublicGoing Public AttorneysIPOLawCast NetworkNASDAQNASDAQ Listing RequirementsNYSE MKTNYSE MKT Listing RequirementsOTC MarketOTC Markets Listing RequirementsReverse MergersRule 144SECUncategorized Going Public Transactions For Smaller Companies: Direct Public Offering And Reverse Merger Laura Anthony, Esq.June 30, 2015 054100