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Home Posts Tagged "Investment Advisors Act."

Tag: Investment Advisors Act.

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ALL A B C D E F G H I J K L M N O P Q R S T U V W X Y Z

Broker Dealer Registration Requirements Broker-Dealer Dodd-Frank Act FINRA JOBS ACT JOBS ACT and Crowdfunding Regulation D Rule 144A Rule 506 SEC Guidance Securities Attorneys

Will FINRA Rule Changes Related to Private Placement Further Deter Broker Dealers From Placing the Securities of Small Businesses?

Laura Anthony, Esq.

September 3, 2013

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Crowdfunding JOBS ACT JOBS ACT and Crowdfunding Reverse Mergers Rule 144A Securities Attorneys

What is an Accredited Investor or a Qualified Institutional Investor Anyway?

Laura Anthony, Esq.

July 12, 2012

Title II of the JOBS Act provides that the SEC will amend Section 4(2) of the Securities Act of 1933 and Regulation D promulgated th...

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