CybersecurityCybersecurity DisclosuresSECSEC Guidance The SEC Has Issued New Guidance On Cybersecurity Disclosures Laura Anthony, Esq.March 27, 2018 April 2, 2018 On February 20, 2018, the SEC issued new interpretative guidance on public company disclosures related to cybersecurity risks and in... 038300
Blockchain TechnologyCFTCCryptocurrenciesDistributed Ledger TechnologySEC The CFTC And Cryptocurrencies Laura Anthony, Esq.February 20, 2018 The SEC and U.S. Commodity Futures Trading Commission (CFTC) have been actively policing the crypto or virtual currency space. Both... 040600
Blockchain TechnologyDistributed Ledger Technology State Distributed Ledger Technology and Blockchain Regulations Laura Anthony, Esq.January 2, 2018 January 2, 2018 In a time of rapidly changing regulations and policies on all securities industry and corporate finance topics, and the development... 01.1K00
Initial Coin OfferingsInitial Cryptocurrency OfferingsSEC SEC Chief Accountant Speaks On Initial Coin Offerings ( ICO’s) Laura Anthony, Esq.October 17, 2017 On September 11, 2017, the SEC Chief Accountant, Wesley R. Bricker, gave a speech before the AICPA National Conference on Banks &... 054900
Broker-DealerFINRAFINRA ComplianceFINRA RulesSEC An Introduction To Distributed Ledger Technology (Blockchain Technology) Laura Anthony, Esq.August 8, 2017 On July 13, 2017, FINRA held a Blockchain Symposium to assess the use of distributed ledger technology (DLT) in the financial indust... 054300