Laura Anthony, Esq.

Late last year, around the same time that the SEC approved Nasdaq rule changes related to direct listings on the...

The much anticipated amendments to the accredited investor definition and definition of qualified institutional buyer under Rul...

In addition to the temporary rule changes and relief that Nasdaq has provided this year for companies affected by Covid-19 (see HERE...

On June 25, 2020, SEC Chair Jay Clayton gave testimony before the Investor Protection, Entrepreneurship and Capital M...

In July 2020, the SEC published its latest version of its semiannual regulatory agenda and plans for rulemaking ...

Writing a blog once a week during a time when almost daily events are publish-worthy means that some topics will be delayed, at leas...

On April 21, 2020, the SEC Chairman Jay Clayton and a group of senior SEC and PCAOB officials issued a...

On June 25, 2020, SEC Chair Jay Clayton gave testimony before the Investor Protection, Entrepreneurship and Capital M...

On April 21, 2020, the SEC Chairman Jay Clayton and a group of senior SEC and PCAOB officials issued a...

In March, 2020 the SEC adopted amendments to the definitions of an “accelerated filer” and “large accelerated filer.”  The amen...