Uncategorized SPAC Transactions Continue Amid SEC Cautionary Statements Laura Anthony, Esq.April 16, 2021 Since I wrote about the SPAC IPO boom in June 2020 (HERE), the trend has not waned. However, as soon as celebrities like Jay-Z, Sha... 041900 Continue reading
Uncategorized ESG Disclosures – A Continued Discussion Laura Anthony, Esq.April 9, 2021 In a series of blogs, I have been discussing the barrage of environmental, social and governance (ESG) related activity and focus by... 047900 Continue reading
Uncategorized ESG Investing and Ratings Laura Anthony, Esq.April 2, 2021 April 2, 2021 As I mentioned in the last blog in this series on ESG, back in September 2019, when I first wrote about environmental, social and go... 034700 Continue reading
Uncategorized ESG Matters – What a Difference A Year Makes Laura Anthony, Esq.March 26, 2021 What a difference a year makes – or should I say – what a difference an administration makes! Back in September 2019, when I first... 047700 Continue reading
Uncategorized Finders – Part 3 Laura Anthony, Esq.March 19, 2021 Following the SEC’s proposed conditional exemption for finders (see HERE), I’ve been writing a series of blogs on the topic of finde... 01K00 Continue reading
Uncategorized SEC Final Rule Changes For Exempt Offerings – Part 5 Laura Anthony, Esq.March 12, 2021 On November 2, 2020, the SEC adopted final rule changes to harmonize, simplify and improve the exempt offering framework. The new r... 048800 Continue reading
Uncategorized Caremark Eroded – Director Liability In Delaware Laura Anthony, Esq.March 5, 2021 This year has marked a string of cases eroding the long history of Delaware’s board of director protections from breach of fiduciary... 083100 Continue reading
Uncategorized SEC Final Rule Changes For Exempt Offerings – Part 4 Laura Anthony, Esq.February 26, 2021 On November 2, 2020, the SEC adopted final rule changes to harmonize, simplify and improve the exempt offering framework. The new r... 038500 Continue reading
Uncategorized SEC Final Rule Changes For Exempt Offerings – Part 3 Laura Anthony, Esq.February 19, 2021 On November 2, 2020, the SEC adopted final rule changes to harmonize, simplify and improve the exempt offering framework. The new r... 061200 Continue reading
Uncategorized SEC Final Rule Changes For Exempt Offerings – Part 2 Laura Anthony, Esq.February 12, 2021 On November 2, 2020, the SEC adopted final rule changes to harmonize, simplify and improve the exempt offering framework. The new r... 079800 Continue reading