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Home Articles Posted by Laura Anthony, Esq. (Page 6)

Laura Anthony, Esq.

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SPAC Transactions Continue Amid SEC Cautionary Statements

Laura Anthony, Esq.
April 16, 2021
Since I wrote about the SPAC IPO boom in June 2020 (HERE), the trend has not waned.  However, as soon as celebrities like Jay-Z, Sha...
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ESG Disclosures – A Continued Discussion

Laura Anthony, Esq.
April 9, 2021
In a series of blogs, I have been discussing the barrage of environmental, social and governance (ESG) related activity and focus by...
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ESG Investing and Ratings

Laura Anthony, Esq.
April 2, 2021 April 2, 2021
As I mentioned in the last blog in this series on ESG, back in September 2019, when I first wrote about environmental, social and go...
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ESG Matters – What a Difference A Year Makes

Laura Anthony, Esq.
March 26, 2021
What a difference a year makes – or should I say – what a difference an administration makes!  Back in September 2019, when I first...
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Finders – Part 3

Laura Anthony, Esq.
March 19, 2021
Following the SEC’s proposed conditional exemption for finders (see HERE), I’ve been writing a series of blogs on the topic of finde...
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SEC Final Rule Changes For Exempt Offerings – Part 5

Laura Anthony, Esq.
March 12, 2021
On November 2, 2020, the SEC adopted final rule changes to harmonize, simplify and improve the exempt offering framework.  The new r...
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Caremark Eroded – Director Liability In Delaware

Laura Anthony, Esq.
March 5, 2021
This year has marked a string of cases eroding the long history of Delaware’s board of director protections from breach of fiduciary...
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SEC Final Rule Changes For Exempt Offerings – Part 4

Laura Anthony, Esq.
February 26, 2021
On November 2, 2020, the SEC adopted final rule changes to harmonize, simplify and improve the exempt offering framework.  The new r...
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SEC Final Rule Changes For Exempt Offerings – Part 3

Laura Anthony, Esq.
February 19, 2021
On November 2, 2020, the SEC adopted final rule changes to harmonize, simplify and improve the exempt offering framework.  The new r...
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SEC Final Rule Changes For Exempt Offerings – Part 2

Laura Anthony, Esq.
February 12, 2021
On November 2, 2020, the SEC adopted final rule changes to harmonize, simplify and improve the exempt offering framework.  The new r...
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