Laura Anthony, Esq.

On December 15, 2021, the SEC proposed amendments to Securities Exchange Act Rule 10b-18, which provides issuers and affiliates with...

As expected from the Spring 2021 Regulatory Agenda, on December 15, 2021, the SEC proposed amendments to Rule 10b5-1 under the Secur...

On November 29, 2021, the SEC issued accounting guidance on the recognition and disclosure of “spring-loaded awards” made to executi...

The rules related to direct listings continue to evolve as this method of going public continues to gain in popularity.  The last ti...

On November 17, 2021, the SEC adopted final rules requiring parties in a contested election to use universal proxy cards that includ...

Effective September 17, 2021, Nasdaq updated its Listing of Additional Shares (LAS) Form and the process for the review of such form...

During the busiest capital markets boom most practitioners, including myself, have ever experienced, on October 13, 2021, in a whopp...

On November 5, 2021, as part of the implementation of the Holding Foreign Companies Accountable Act (“HFCA”), the SEC approved PCAOB...

As expected, on October 14, 2021, the SEC re-opened the comment period on proposed rules on listing standards for the recovery of er...

On October 18, 2021, the SEC released a report on the meme stock craze that caused the securities of companies like GameStop Corp. t...