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Home Articles Posted by Laura Anthony, Esq. (Page 11)

Laura Anthony, Esq.

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SEC Proposed Rule Changes for Exempt Offerings – Part 2

Laura Anthony, Esq.
May 1, 2020 May 1, 2020
On March 4, 2020, the SEC published proposed rule changes to harmonize, simplify and improve the exempt offering framework.  Th...
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NYSE, Nasdaq And OTC Markets Offer Relief For Listed Companies Due To COVID-19

Laura Anthony, Esq.
April 24, 2020 April 24, 2020
In addition to the SEC, the various trading markets, including the Nasdaq, NYSE and OTC Markets are providing relief to trading...
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Disclosures Related To COVID-19

Laura Anthony, Esq.
April 17, 2020 April 17, 2020
The SEC has been reiterating the need for robust disclosures related to the impact of COVID-19 on publicly reporting compa...
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Small Business Advocate Urges Capital Raising Relief

Laura Anthony, Esq.
April 10, 2020 April 10, 2020
On March 4, 2020, the SEC published proposed rule changes to harmonize, simplify and improve the exempt offering framework...
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Relief For Persons Affected By The Coronavirus

Laura Anthony, Esq.
April 3, 2020 April 3, 2020
Last week I published a blog summarizing the relief granted by the SEC for public companies and capital markets participants impacte...
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Conditional Relief For Persons Affected By Coronavirus

Laura Anthony, Esq.
March 27, 2020 March 27, 2020
As the whole world faces unprecedented personal and business challenges, our duty to continue to run our businesses, meet regulatory...
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SEC Proposed Rule Changes For Exempt Offerings – Part 1

Laura Anthony, Esq.
March 20, 2020 March 20, 2020
On March 4, 2020, the SEC published proposed rule changes to harmonize, simplify and improve the exempt offering framework...
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SEC Small Business Advocate Releases First Annual Report

Laura Anthony, Esq.
March 13, 2020 March 13, 2020
The SEC’s Office of Small Business Advocate launched in January 2019 after being created by Congress pursuant to the Small Business...
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Hester Peirce Proposal For Treatment Of Cryptocurrency

Laura Anthony, Esq.
March 6, 2020 March 6, 2020
SEC Commissioner Hester M. Peirce, nicknamed “Crypto Mom,” has made a proposal for the temporary deregulation of digital assets...
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SEC Proposes Additional Disclosures For Resource Extraction Companies

Laura Anthony, Esq.
February 28, 2020 February 28, 2020
In December 2019, the SEC proposed rules that would require resource extraction companies to disclose payments made to for...
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