Uncategorized SEC Proposed Rule Changes for Exempt Offerings – Part 2 Laura Anthony, Esq.May 1, 2020 May 1, 2020 On March 4, 2020, the SEC published proposed rule changes to harmonize, simplify and improve the exempt offering framework. Th... 023900 Continue reading
Uncategorized NYSE, Nasdaq And OTC Markets Offer Relief For Listed Companies Due To COVID-19 Laura Anthony, Esq.April 24, 2020 April 24, 2020 In addition to the SEC, the various trading markets, including the Nasdaq, NYSE and OTC Markets are providing relief to trading... 053700 Continue reading
Uncategorized Disclosures Related To COVID-19 Laura Anthony, Esq.April 17, 2020 April 17, 2020 The SEC has been reiterating the need for robust disclosures related to the impact of COVID-19 on publicly reporting compa... 026900 Continue reading
Uncategorized Small Business Advocate Urges Capital Raising Relief Laura Anthony, Esq.April 10, 2020 April 10, 2020 On March 4, 2020, the SEC published proposed rule changes to harmonize, simplify and improve the exempt offering framework... 027500 Continue reading
Uncategorized Relief For Persons Affected By The Coronavirus Laura Anthony, Esq.April 3, 2020 April 3, 2020 Last week I published a blog summarizing the relief granted by the SEC for public companies and capital markets participants impacte... 019800 Continue reading
Uncategorized Conditional Relief For Persons Affected By Coronavirus Laura Anthony, Esq.March 27, 2020 March 27, 2020 As the whole world faces unprecedented personal and business challenges, our duty to continue to run our businesses, meet regulatory... 022400 Continue reading
Uncategorized SEC Proposed Rule Changes For Exempt Offerings – Part 1 Laura Anthony, Esq.March 20, 2020 March 20, 2020 On March 4, 2020, the SEC published proposed rule changes to harmonize, simplify and improve the exempt offering framework... 027000 Continue reading
Uncategorized SEC Small Business Advocate Releases First Annual Report Laura Anthony, Esq.March 13, 2020 March 13, 2020 The SEC’s Office of Small Business Advocate launched in January 2019 after being created by Congress pursuant to the Small Business... 030500 Continue reading
Uncategorized Hester Peirce Proposal For Treatment Of Cryptocurrency Laura Anthony, Esq.March 6, 2020 March 6, 2020 SEC Commissioner Hester M. Peirce, nicknamed “Crypto Mom,” has made a proposal for the temporary deregulation of digital assets... 028200 Continue reading
Uncategorized SEC Proposes Additional Disclosures For Resource Extraction Companies Laura Anthony, Esq.February 28, 2020 February 28, 2020 In December 2019, the SEC proposed rules that would require resource extraction companies to disclose payments made to for... 021900 Continue reading