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Home Articles Posted by Laura Anthony, Esq. (Page 10)

Laura Anthony, Esq.

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Proposed 2021 U.S. Budget

Laura Anthony, Esq.
July 9, 2020 July 9, 2020
In February, the Office of Management and Budget released the proposed fiscal 2021 United States government budget.  The b...
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Disclosures Related To COVID-19 – SEC Updates

Laura Anthony, Esq.
July 4, 2020 July 4, 2020
Last week the SEC Office of the Chief Accountant (OCA) made a public statement on the importance of high-quality financial repo...
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SEC Proposed Rule Changes For Exempt Offerings – Part 5

Laura Anthony, Esq.
June 23, 2020 June 23, 2020
On March 4, 2020, the SEC published proposed rule changes to harmonize, simplify and improve the exempt offering framework.  Th...
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SEC Proposed Rule Changes For Exempt Offerings – Part 4

Laura Anthony, Esq.
June 19, 2020 June 19, 2020
On March 4, 2020, the SEC published proposed rule changes to harmonize, simplify and improve the exempt offering framework...
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SPAC IPOs A Sign Of Impending M&A Opportunities

Laura Anthony, Esq.
June 15, 2020 June 15, 2020
The last time I wrote about special purpose acquisition companies (SPACs) in July 2018, I noted that SPACs had been g...
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Disclosures Related To Covid-19 – What Investors Want To Know

Laura Anthony, Esq.
June 5, 2020 June 5, 2020
’ve written several times about the need for Covid-19 disclosures including public statements by Chair Clayton and William...
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SEC Proposed Rule Changes for Exempt Offerings – Part 3

Laura Anthony, Esq.
May 29, 2020 May 29, 2020
On March 4, 2020, the SEC published proposed rule changes to harmonize, simplify and improve the exempt offering framework...
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NASDAQ Provides Additional Relief To Shareholder Approval Requirements For Companies Affected By Covid-19

Laura Anthony, Esq.
May 22, 2020 May 22, 2020
Nasdaq has provided additional relief to listed companies through temporary rule 5636T easing shareholder approval require...
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SEC Publishes FAQ On COVID-19 Effect On S-3 Registration Statements

Laura Anthony, Esq.
May 15, 2020 May 15, 2020
The SEC has issued FAQ on Covid-19 issues, including the impact on S-3 shelf registration statements.  The SEC issued 4 questio...
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SEC Enacts Temporary Expedited Crowdfunding Rules

Laura Anthony, Esq.
May 6, 2020 May 6, 2020
Following the April 2, 2020 virtual meeting of the SEC Small Business Capital Formation Advisory Committee in which the Co...
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