Uncategorized Proposed 2021 U.S. Budget Laura Anthony, Esq.July 9, 2020 July 9, 2020 In February, the Office of Management and Budget released the proposed fiscal 2021 United States government budget. The b... 028900 Continue reading
Uncategorized Disclosures Related To COVID-19 – SEC Updates Laura Anthony, Esq.July 4, 2020 July 4, 2020 Last week the SEC Office of the Chief Accountant (OCA) made a public statement on the importance of high-quality financial repo... 029300 Continue reading
Uncategorized SEC Proposed Rule Changes For Exempt Offerings – Part 5 Laura Anthony, Esq.June 23, 2020 June 23, 2020 On March 4, 2020, the SEC published proposed rule changes to harmonize, simplify and improve the exempt offering framework. Th... 027600 Continue reading
Uncategorized SEC Proposed Rule Changes For Exempt Offerings – Part 4 Laura Anthony, Esq.June 19, 2020 June 19, 2020 On March 4, 2020, the SEC published proposed rule changes to harmonize, simplify and improve the exempt offering framework... 025400 Continue reading
Uncategorized SPAC IPOs A Sign Of Impending M&A Opportunities Laura Anthony, Esq.June 15, 2020 June 15, 2020 The last time I wrote about special purpose acquisition companies (SPACs) in July 2018, I noted that SPACs had been g... 051400 Continue reading
Uncategorized Disclosures Related To Covid-19 – What Investors Want To Know Laura Anthony, Esq.June 5, 2020 June 5, 2020 ’ve written several times about the need for Covid-19 disclosures including public statements by Chair Clayton and William... 030600 Continue reading
Uncategorized SEC Proposed Rule Changes for Exempt Offerings – Part 3 Laura Anthony, Esq.May 29, 2020 May 29, 2020 On March 4, 2020, the SEC published proposed rule changes to harmonize, simplify and improve the exempt offering framework... 028800 Continue reading
Uncategorized NASDAQ Provides Additional Relief To Shareholder Approval Requirements For Companies Affected By Covid-19 Laura Anthony, Esq.May 22, 2020 May 22, 2020 Nasdaq has provided additional relief to listed companies through temporary rule 5636T easing shareholder approval require... 034600 Continue reading
Uncategorized SEC Publishes FAQ On COVID-19 Effect On S-3 Registration Statements Laura Anthony, Esq.May 15, 2020 May 15, 2020 The SEC has issued FAQ on Covid-19 issues, including the impact on S-3 shelf registration statements. The SEC issued 4 questio... 030300 Continue reading
Uncategorized SEC Enacts Temporary Expedited Crowdfunding Rules Laura Anthony, Esq.May 6, 2020 May 6, 2020 Following the April 2, 2020 virtual meeting of the SEC Small Business Capital Formation Advisory Committee in which the Co... 023000 Continue reading