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SEC Rulemaking

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Short video briefings from securities attorney Laura Anthony on IPOs, uplistings, SEC reporting and exchange rule changes. New episodes every week.

Simplification of Filer Status Categories- Part 2

SEC Rulemaking ·

2:05

Simplification of Filer Status Categories — Part 1

SEC Rulemaking ·

1:38

The SEC’s 2026 Regulatory Agenda- Part 2

SEC Rulemaking ·

3:16

The SEC’s 2026 Regulatory Agenda- Part 1

SEC Rulemaking ·

4:21

The SEC has stayed Nasdaq’s New $5 million continued Listing Rule

Nasdaq, SEC Rulemaking ·

5:18

SEC Recent Rule Changes

SEC Rulemaking ·

5:19