Uncategorized New CDI On Mining Company Disclosures Laura Anthony, Esq.October 16, 2020 In the 4th quarter of 2018, the SEC finalized amendments to the disclosure requirements for mining companies under the Securities Ac... 01.1K00
Uncategorized Non-Fungible Tokens Laura Anthony, Esq.March 25, 2022 This one has been on my list for a while and I’m finally ready to dive in – non-fungible tokens (NFTs). In July 2017, the world of ... 01.3K00
Uncategorized NYSE American Board Independence Standards Laura Anthony, Esq.January 19, 2020 January 19, 2020 NYSE American Company Guide Rule 803 delineates the requirements independent directors and audit committees. NYSE American Company G... 02.3K00
Uncategorized NYSE Annual Compliance Guidance Memo And Amended Rules Laura Anthony, Esq.July 22, 2021 In January, NYSE Regulation sent out its yearly Compliance Guidance Memo to NYSE American listed companies. Although we are already... 01.2K00
Uncategorized NYSE Continues To Struggle With Direct Listing Rule Changes Laura Anthony, Esq.September 18, 2020 September 18, 2020 Late last year, around the same time that the SEC approved Nasdaq rule changes related to direct listings on the... 052500
Uncategorized NYSE, Nasdaq And OTC Markets Offer Relief For Listed Companies Due To COVID-19 Laura Anthony, Esq.April 24, 2020 April 24, 2020 In addition to the SEC, the various trading markets, including the Nasdaq, NYSE and OTC Markets are providing relief to trading... 050600