Uncategorized Disclosure Considerations Related To The Conflict In The Ukraine Laura Anthony, Esq.March 9, 2022 In addition to being a tragedy, the Russian attack on the Ukraine has disrupted businesses around the world, caused a spike in oil p... 01.4K00
Uncategorized Digital Asset Securities – Progress For Broker Dealers Laura Anthony, Esq.August 15, 2021 In December 2020, the SEC issued a statement and request for comment regarding the custody of digital asset securities by broker-dea... 085800
Uncategorized Disclosures Related To COVID-19 – SEC Updates Laura Anthony, Esq.July 4, 2020 July 4, 2020 Last week the SEC Office of the Chief Accountant (OCA) made a public statement on the importance of high-quality financial repo... 027200
Uncategorized Disclosures Related To Covid-19 – What Investors Want To Know Laura Anthony, Esq.June 5, 2020 June 5, 2020 ’ve written several times about the need for Covid-19 disclosures including public statements by Chair Clayton and William... 028300
Uncategorized Disclosures Related To COVID-19 Laura Anthony, Esq.April 17, 2020 April 17, 2020 The SEC has been reiterating the need for robust disclosures related to the impact of COVID-19 on publicly reporting compa... 025200
Uncategorized Division of Enforcement 2019 Annual Report Laura Anthony, Esq.December 24, 2019 December 24, 2019 As my firm does not practice in the enforcement arena, it is not an area I always write about, but this year I found a few trends th... 025800
Uncategorized Drill Down On NASDAQ Audit Committee Requirements Laura Anthony, Esq.December 17, 2019 December 17, 2019 I’ve written several times about Nasdaq listing requirements including the general listing requirements and the significant listing... 01.8K00
Attorney Fee ProvisionsDelaware Corporate StatutesDelaware CorporationsUncategorized Delaware General Corporate Law Amended to Prohibit Fee-Shifting Clauses; Permit Forum Selection Provisions Laura Anthony, Esq.August 11, 2015 044000
Attorney Fee ProvisionsDelaware Corporate StatutesDelaware CorporationsUncategorized Delaware General Corporate Law; 2014 Amendments Summarized Laura Anthony, Esq.December 9, 2014 030900
Penny StocksRisk AlertRule 144Section 4(a)(4)Section 5Uncategorized Depositing Penny Stocks with Brokers Creates Obstacles; SEC Charges E*Trade with Section 5 Violation Laura Anthony, Esq.October 14, 2014 062100