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SEC Regulation S-X
SEC Regulation S-X- Today is the continuation in a Lawcast series discussing SEC disclosure requirements and in particular the 341 p...
Securities Law Firm
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Form 1-A Filing
LawCast; Attorney Laura Anthony Talks Form 1-A Filing- In a Regulation A+ offering, companies can use “test-the-waters” solicitation...
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Merger and Acquisition Strategies
Merger and Acquisition Strategies – Today I am continuing my discussion on the responsibilities of the board of directors and...
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Testing The Waters When Conducting An Offering Using Form S-1
Testing The Waters When Conducting An Offering Using Form S-1- Today is the continuation in a LawCast series detailing testing the w...
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Section 16 requirements
Section 16 requirements- Today I am continuing to discuss the Section 16 requirements and in particular the short swing trading prof...
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SEC Disclosure Requirements and Regulation S-K
SEC Disclosure Requirements and Regulation S-K- Today is the continuation in a Lawcast series discussing SEC disclosure requirements...
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Depositing Penny Stocks with Broker Dealers
Securities LawCast©- Legal & Compliance, LLC- Depositing Penny Stocks with Broker Dealers. Depositing Penny Stocks with Broker D...
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The Pre-Filing Period of Testing The Waters
The Pre-Filing Period of Testing The Waters- The pre-filing period is that time frame between the decision to proceed with a public...
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Direct Public Offering Requirements
Direct Public Offering Requirements – The two most common ways to go public is either through a reverse merger or an initial p...
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SEC Issues Regulation A+ Guidance
SEC Issues Regulation A+ Guidance- The new Regulation A+ rules took effect on June 19, 2015. Tier I of Regulation A+ allows for a ra...