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Attorney Laura Anthony Hosts LawCast; Regulation A+ and the Legal Aspects of Testing the Waters
Attorney Laura Anthony Hosts LawCast; Regulation A+ and the Legal Aspects of Testing the Waters- In addition to the legal aspects of...
Securities Law Firm
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Attorney Laura Anthony Talks Test-The-Waters Solicitation Materials on LawCast
Attorney Laura Anthony Talks Test-The-Waters Solicitation Materials on LawCast- The disclaimer legend for testing-the-waters materia...
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Form 1-A Filing
LawCast; Attorney Laura Anthony Talks Form 1-A Filing- In a Regulation A+ offering, companies can use “test-the-waters” solicitation...
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OTC Markets, OTCQX Benefits, and NASDAQ
OTC Markets, OTCQX Benefits, and NASDAQ – There are many benefits to trading on an exchange such as NASDAQ. The biggest benefi...
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NASDAQ Listing Requirements and Disclosures
NASDAQ Listing Requirements and Disclosures- NASDAQ has several listing applications depending on the circumstances of the listing s...
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The NASDAQ Listing Application
The NASDAQ Listing Application- The NASDAQ application package includes: (i) a symbol reservation form; (ii) the listing application...
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NASDAQ Listing Requirements and the Definition of Independent Director
NASDAQ Listing Requirements and the Definition of Independent Director- Under NASDAQ rules “independent director” means a person tha...
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NASDAQ Requirements and Corporate Governance Standards
NASDAQ Requirements and Corporate Governance Standards- All NASDAQ companies are required to comply with stringent corporate governa...
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NASDAQ Listing Requirements and the Seasoning Rule
NASDAQ Listing Requirements and the Seasoning Rule- The seasoning rules were adopted in late 2011 by multiple national exchanges, in...
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NASDAQ Listing Requirements Share Price
NASDAQ Listing Requirements Share Price- To list its securities on NASDAQ, a company is required to meet: (a) certain initial quanti...