Watch LaterAdded 05:15 Securities Law Firm Rule 144 January 12, 2015 April 10, 2022 Rule 144- Rule 144 sets forth certain requirements for the use of Section 4(1) for the resale of securities. Section 4(1) of the Sec... 011.2K960
Watch LaterAdded 06:43 Securities Law Firm Rule 506 of Regulation D August 31, 2015 April 10, 2022 Rule 506 of Regulation D- Effective September 23, 2013, the SEC enacted Rule 506(c) resulting in the elimination of the prohibition... 07.4K560
Watch LaterAdded 04:51 Securities Law Firm Reverse Merger Process | Reverse Merger Attorneys January 22, 2015 April 10, 2022 Reverse Merger Process- A reverse merger is a merger transaction with the difference being that the target ultimately ends up ownin... 01.4K150
Watch LaterAdded 04:35 Securities Law Firm Registered Offerings Using Form S-1 September 28, 2016 April 10, 2022 Registered Offerings Using Form S-1- In the last LawCast series I detailed testing the waters in a Regulation A or A+ offering. I’m... 01.7K100
Watch LaterAdded 05:43 Securities Law Firm Responding to SEC Comments April 14, 2016 April 10, 2022 Responding to SEC Comments- The SEC Division of Corporation Finance, referred to as “CorpFin” in the industry, reviews and comments... 051370
Watch LaterAdded 03:58 Securities Law Firm Regulation A+ May 21, 2015 April 10, 2022 Regulation A+ – On March 25, 2015, the SEC releases final rules amending Regulation A. The new rules are commonly referred to... 066750
Watch LaterAdded 04:30 Securities Law Firm Regulation A+ Offering Statement June 11, 2015 April 10, 2022 REGULATION A+ Offering Statement- The new Regulation A+ rules are expected to take effect June 19, 2015. Tier I of Regulation A+, wh... 054140
Watch LaterAdded 05:03 Securities Law Firm Regulation A+ Rules July 2, 2015 April 10, 2022 Regulation A+ rules- The new Regulation A+ rules took effect on June 19, 2015. Tier I of Regulation A+ allows for a raise of up to $... 075130
Watch LaterAdded 05:18 Securities Law Firm Reg A+ May 18, 2015 April 10, 2022 Reg A+ – On March 25, 2015, the SEC released final rules amending Regulation A. The new rules are commonly referred to as Regu... 084230
Watch LaterAdded 04:55 Securities Law Firm Regulation A+ Tier 1 Offerings Do Not Preempt State Law September 27, 2016 April 10, 2022 Regulation A+ Tier 1 Offerings Do Not Preempt State Law- Tier 1 offerings do not preempt state law and accordingly, any companies in... 056030