Watch LaterAdded 04:53 Securities Law Firm The Depository Trust Company and DTC Eligibility Requirements August 27, 2015 April 10, 2022 The Depository Trust Company and DTC Eligibility Requirements- DTC stands for the Depository Trust Company. DTC is a central securit... 017.1K2230
Watch LaterAdded 05:37 Securities Law Firm The Reverse Merger Process January 29, 2015 April 10, 2022 The Reverse Merger Process- What is a reverse merger? A reverse merger is the most common alternative to an initial public offering... 03.9K340
Watch LaterAdded 04:55 Securities Law Firm The SPAC IPO Process July 5, 2020 April 10, 2022 The SPAC IPO Process- The SPAC IPO process is the same as any other IPO process. That is, the SPAC files a registration statement on... 01.5K340
Watch LaterAdded 06:01 Securities Law Firm The DPO Process December 16, 2014 April 10, 2022 Securities LawCast©- Legal & Compliance, LLC- The Direct Public Offering Process Including Form S-1 Registration Statement Requi... 02K160
Watch LaterAdded 05:24 Securities Law Firm The Difference Between A 506(b) Offering And A 506(c) Offering September 3, 2015 April 10, 2022 The Difference Between A 506(b) Offering And A 506(c) Offering- the difference between a traditional 506(b) offering and a 506(c) of... 01.2K140
Watch LaterAdded 04:39 Securities Law Firm Testing The Waters When Conducting An Offering Using Form S-1 October 3, 2016 April 10, 2022 Testing The Waters When Conducting An Offering Using Form S-1- Today is the continuation in a LawCast series detailing testing the w... 01.1K100
Watch LaterAdded 04:53 Securities Law Firm The Merger and Acquisition Process November 19, 2015 April 10, 2022 The Merger and Acquisition Process- Today I am continuing my discussion on the responsibilities of the board of directors and in par... 02.8K90
Watch LaterAdded 04:37 Securities Law Firm The Pre-Filing Period of Testing The Waters October 4, 2016 April 10, 2022 The Pre-Filing Period of Testing The Waters- The pre-filing period is that time frame between the decision to proceed with a public... 01K80
Watch LaterAdded 04:33 Securities Law Firm The DTC and Removing A DTC Chill or Global Lock August 28, 2015 April 10, 2022 The DTC and Removing A DTC Chill or Global Lock- In the first two Lawcasts in this series I discussed generally what the DTC is and... 01.2K70
Watch LaterAdded 04:40 Securities Law Firm The NASDAQ Listing Application June 14, 2016 April 10, 2022 The NASDAQ Listing Application- The NASDAQ application package includes: (i) a symbol reservation form; (ii) the listing application... 059620