Regulation S-KRegulation S-XSECSmall Cap MarketSmaller Reporting Company SEC Amends Definition of “A Smaller Reporting Company” Laura Anthony, Esq.July 17, 2018 On June 28, 2018, the SEC adopted the much-anticipated amendments to the definition of a “smaller reporting company” as contained in... 057400
Regulation S-KRegulation S-XSEC SEC Eliminates The “Tandy Letter” Laura Anthony, Esq.December 20, 2016 July 13, 2017 On October 5, 2016, the SEC Division of Corporation Finance (CorpFin) announced that, effective immediately, it would no longer requ... 053600
Dodd-Frank ActRegulation ARegulation S-KRegulation S-XSECTest The WatersThe FAST ActXBRL SEC Fall 2018 Regulatory Agenda Laura Anthony, Esq.November 27, 2018 November 27, 2018 In October 2018, the SEC posted its latest version of its semiannual regulatory agenda and plans for rulemaking with the U.S. Office... 044500
MD&ARegulation S-KRegulation S-XSECUncategorized SEC Issues Concept Release On Regulation S-K; Part 2 Laura Anthony, Esq.May 17, 2016 030700
Regulation S-KRegulation S-XSEC SEC Issues Final Rules Requiring Links To Exhibits Laura Anthony, Esq.April 11, 2017 On March 1, 2017, the SEC passed a final rule requiring companies to include hyperlinks to exhibits in filings made with the SEC. Th... 027700
Regulation S-KRegulation S-XSEC SEC Issues Proposed Amendments To Item 601 Of Regulation S-K Related To Exhibits Laura Anthony, Esq.September 20, 2016 On August 31, 2016, the SEC issued proposed amendments to Item 601 of Regulation S-K to require hyperlinks to exhibits in filings ma... 024400
Regulation S-KRegulation S-X SEC Issues Proposed Regulation S-K And S-X Amendments Laura Anthony, Esq.August 9, 2016 September 2, 2016 On July 13, 2016, the SEC issued a 318-page proposed rule change on Regulation S-K and Regulation S-X to amend disclosures that are... 018900
Regulation S-KRegulation S-XSECThe FAST Act SEC Issues Report On Regulation S-K Laura Anthony, Esq.January 3, 2017 As required by Section 72003 of the Fixing America’s Surface Transportation Act (the “FAST Act”), on November 23, 2016, the SEC issu... 036400
Regulation S-KRegulation S-XSECSEC Advisory CommitteeSEC GuidanceSmaller Reporting CompanyThe FAST Act SEC Proposes Amendments To Definition Of “Small Reporting Company” Laura Anthony, Esq.July 12, 2016 December 5, 2016 037400
Regulation S-KRegulation S-XSECThe FAST Act SEC Proposes Rules to Modernize and Simplify Disclosures Laura Anthony, Esq.October 31, 2017 October 31, 2017 On October 11, 2017, as part of the ongoing SEC Disclosure Effectiveness Initiative, the SEC published proposed rule amendments to m... 044700