Uncategorized Disclosure Considerations Related To The Conflict In The Ukraine Laura Anthony, Esq.March 9, 2022 In addition to being a tragedy, the Russian attack on the Ukraine has disrupted businesses around the world, caused a spike in oil p... 01.4K00
Uncategorized SEC Issues Guidance On Spring-Loaded Compensation Awards Laura Anthony, Esq.January 17, 2022 On November 29, 2021, the SEC issued accounting guidance on the recognition and disclosure of “spring-loaded awards” made to executi... 01.4K00
Uncategorized SEC Proposes Amendments To Rule 10b5-1 Insider Trading Plans Laura Anthony, Esq.January 17, 2022 As expected from the Spring 2021 Regulatory Agenda, on December 15, 2021, the SEC proposed amendments to Rule 10b5-1 under the Secur... 01.4K00
Uncategorized SPAC Shareholder Litigation – First Fire Laura Anthony, Esq.February 10, 2022 On January 3, 2022, the Delaware Court of Chancery denied a motion to dismiss a shareholder lawsuit against a SPAC’s sponsor, its di... 01.4K00
Uncategorized SEC Proposes Rules Related To Securities Lending Market Laura Anthony, Esq.March 2, 2022 In November 2021, the SEC proposed new Exchange Act Rule 10c-1, which would require lenders of securities to provide the material te... 01.4K00
Uncategorized Update On Nasdaq And NYSE Direct Listings Laura Anthony, Esq.January 2, 2022 The rules related to direct listings continue to evolve as this method of going public continues to gain in popularity. The last ti... 053200