Uncategorized Finders – Part 3 Laura Anthony, Esq.March 19, 2021 Following the SEC’s proposed conditional exemption for finders (see HERE), I’ve been writing a series of blogs on the topic of finde... 089900
Uncategorized SEC Final Rule Changes For Exempt Offerings – Part 5 Laura Anthony, Esq.March 12, 2021 On November 2, 2020, the SEC adopted final rule changes to harmonize, simplify and improve the exempt offering framework. The new r... 045000
Uncategorized Caremark Eroded – Director Liability In Delaware Laura Anthony, Esq.March 5, 2021 This year has marked a string of cases eroding the long history of Delaware’s board of director protections from breach of fiduciary... 078800
Uncategorized SEC Final Rule Changes For Exempt Offerings – Part 4 Laura Anthony, Esq.February 26, 2021 On November 2, 2020, the SEC adopted final rule changes to harmonize, simplify and improve the exempt offering framework. The new r... 033000
Uncategorized SEC Final Rule Changes For Exempt Offerings – Part 3 Laura Anthony, Esq.February 19, 2021 On November 2, 2020, the SEC adopted final rule changes to harmonize, simplify and improve the exempt offering framework. The new r... 058400
Uncategorized SEC Final Rule Changes For Exempt Offerings – Part 2 Laura Anthony, Esq.February 12, 2021 On November 2, 2020, the SEC adopted final rule changes to harmonize, simplify and improve the exempt offering framework. The new r... 077100
Uncategorized SEC Final Rule Changes For Exempt Offerings – Part 1 Laura Anthony, Esq.February 5, 2021 On November 2, 2020, the SEC adopted final rule changes to harmonize, simplify and improve the exempt offering framework. The SEC h... 056900
Uncategorized Audit Committees – NYSE American Laura Anthony, Esq.January 29, 2021 Like Nasdaq, I’ve written several times about the NYSE American listing requirements including the general listing requirements (see... 057300
SEC SEC Amendments To Rules Governing Proxy Advisory Firms Laura Anthony, Esq.January 22, 2021 In a year of numerous regulatory amendments and proposals, Covid, newsworthy capital markets events, and endless related topics, and... 040000
Uncategorized Finders – Part 2 Laura Anthony, Esq.January 15, 2021 Following the SEC’s proposed conditional exemption for finders (see HERE), the topic of finders has been front and center. New York... 052400